1LoD Summits are the largest and most important events in the world for senior practitioners working in front office risk and control functions within banks and other financial institutions.

They also attract other senior control professionals from across the 3 lines of defence (e.g. compliance and audit) interested in the evolution of the 1LoD control function.

Last year’s NY event attracted more than 200 attendees representing 60 institutions including 44 speakers. 2020 will be even better!

A key focus of this year’s event will be on creating efficiencies, particularly through increased control automation. Finding these efficiencies is essential as the function’s mandate continues to expand against a backdrop of increased cost pressure.

The summit will also feature the latest thinking on improving conduct and culture including the application of behavioural science techniques and technology.

And in the year that financial institutions must deal with the LIBOR transition we are introducing a new stream dedicated to the conflicts, transparency and conduct risks inherent within that transition.

Highlights for 2020 event:

  • LIBOR Transition

  • Control Automation and Surveillance

  • Conduct, Culture and Behavioural Science

  • More speakers, more sessions than ever before!




Thomas Gira, 

Executive Vice President, Market Regulation & Transparency Services, 


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Mandy DeFilippo, Managing Director, Global Head of BU Risk Management, Fixed Income Division, Morgan Stanley

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Jessica Roos, 

Managing Director, Chief Auditor, 


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Kashyap Bhatia, Managing Director, Co-Head Business Controls, Global Banking and Markets,



Marie-Christine Crewe, Managing Director, Head of Operational Risk Control Americas, UBS

Summit Agenda

To view the current agenda for summit, featuring all sessions, speakers roundtables and more, please fill in the form below. If you have any issues please do not hesitate to contact us. 


What are people saying?

Post Event Report

For more information about the 2019 New York summit, you can download the post-conference report here.

"1LoD summits prove a well-balanced audience and the panel mix of topics across risks, controls, culture issues and surveillance technologies presented in a cohesive format by a diverse group of professionals."


Diana Dodi, Executive Director, Finance and Business Management, JP Morgan

Lead Sponsors


Associate Sponsors



Register Now

Delegate Rate for Financial Institutions


Delegate Rate


If you wish to receive information about the marketing opportunities available or for group please contact john@1lod.com as there may be special deals available.

Delegate Package Includes

  • Access to all the main speaker sessions

  • Opportunity to actively participate in small break out discussion groups NB you choose which discussions you wish to join prior to the event

  • All breakfast, lunch and refreshment breaks

  • The 1LoD Summit Drinks Reception

  • Opportunity to pose questions directly to speakers (even before the conference!)

  • Opportunity to participate in live industry polls and receive the results after the conference in a post event report

  • Digital content in the period before the event

Intelligence for Risk and Control Professionals

Tel: +44 (0) 2071124930

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