Skip to main content
The AsiaPac region consists of multiple jurisdictions with distinct regulatory requirements. Banks operating across borders must navigate different compliance requirements making it challenging to establish a unified golden standard.
On the communications compliance front challenges continue due to the linguistic diversity of the region, not only in spoken language and dialects, but with written language in the form of messaging and characters used, alongside the headline issue of the capture and record-keeping of unrecorded comms channels.
The proliferation of trading venues keeps trade surveillance in the limelight too, increasing the complexity and depth of coverage needed by banks surveillance programmes. With all these challenges how can best practice, latest technology, such as AI, help to increase efficiencies, drive automate and improve alert quality for surveillance teams?
This AsiaPac Surveillance Deep Dive will provide an in-depth analysis of these challenges through a series of debates with senior compliance surveillance leaders, and smaller, private off-the-record roundtable discussions.
Regulatory Keynote Interview with
Dr Rhys Bollen, Senior Executive Leader, Market Supervision, ASIC
Rhys will be interviewed on communications data capture expectations, the use of new technologies in aiding this capture, and how banks can create efficient and effective comms surveillance programmes given the challenging fragmented regulatory landscape.
Featured Speakers
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
Debates will address
- Pushing for global consistency: navigating the fragmented regulatory landscape of the AsiaPac Region
- Ensuring regional coverage in a complex multi-lingual environment
- Leveraging trade surveillance technology and AI to increase efficiency
- Ensuring capture and diligent record-keeping of unrecorded comms channels
Roundtable discussions will cover
- Surveillance of other Asian languages and dialects
- Data sharing and managing the challenge of local requirements
- How do global banks deal with surveillance in China and what are the best tactics?
- Resourcing: Accessing the surveillance talent pool
- Surveillance Operating Model: where does surveillance fit?
- Voice to text transcription: what does good look like?
Why attend?
|
|
Who is this Deep Dive for?
Managing Directors, Directors, and Head of Functions from Banks, Asset Managers and other Financial Institutions working within:
|
|
Do you have a product or service that could benefit the audience?
Join the leading firms that are benefiting from the sponsorship and marketing opportunities available.
For sponsorship and marketing opportunities please contact Andrew Lennon for details:
Andrew.lennon@1lod.com
+44 (0) 7914 215 980
Sponsor
.png){kind=logo}