1st Line Risk & Control Deep Dive

1LoDRiskControl13.00-16.00 BST / 08.00-11.00 EDT
20 & 21 April 2021


Introducing 1st Line Risk & Control Deep Dive Virtual Events

Our new series of 1st Line Risk & Control Deep Dive events will examine different areas of 1st line control in more granular detail than ever before.  Each Deep Dive will take place in short 3 hour blocks starting at 13.00 BST / 08.00 EDT in a safe, off the record environment.  The in-depth analysis into specific topics will ensure high quality interaction between delegates through content rich panel discussions, keynote addresses, and a series of carefully managed private interactive discussions. In addition, delegates will be able to view profiles, and contact each other before, during and after the event. Delegates will also be able to access content from leading technology vendors and consultants. Any panel discussion content missed on the days of the event will be available on-demand for seven days afterwards.   Each Deep Dive will be CPD certified so that delegates attendance can be utilised to demonstrate professional development.

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1st Line Risk & Control Deep Dive Topics

Panel Discussions:

  • 1st Line Target Operating Model
  • Supervisory Platform
  • Supervisory vs COO vs 1st Line Control Function
  • Supervisory Controls

Interactive Roundtable Discussions:

  • Delegation of Supervisory Controls
  • Regulatory Expectation
  • Local vs Global Supervision
  • Building a 1st Line Control Function from Scratch
  • Remote Supervision
  • Supervision Technology
  • Future-Ready Workforce - Blending AI with Human Behaviour



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How will this benefit me and my organisation?

How will this benefit me and my organisation?

  • Hear and interact with your peers globally
  • Discover ways your institution can improve its approach to 1st line control
  • Benchmark your 1st line control capabilities against your peers
  • Hear from senior practitioners who are buying and building supervisory platforms
  • Identify ways to increase efficiency within your institution
  • Document your continued professional development by gaining CPD credits
  • Expand your professional network
Who is the 1st Line Risk & Control Deep Dive for?

Who is the 1st Line Risk & Control Deep Dive for?

Practitioners from Banks and Asset Managers working within:

  • 1st Line Control functions
  • COO function
  • Operational Risk
  • Culture and Conduct
  • CRO & SMCR Function
  • Audit and Compliance professionals looking to partner more effectively with the 1st line

What can I expect at the 1st Line Risk & Control Deep Dive?

  • A series of carefully managed interactive pre-booked discussions between financial institutions, moderated by 1LoD
  • Live keynote presentations and panel discussions incorporating delegate Q&A sessions
  • An intra-delegate messaging system available before, during and after the event
  • The facility to catch up on missed content, on-demand, for seven days after the event is finished
  • An opportunity for short 1:1 video meetings with leading technology vendors and consultants
  • Access to content and presentations from leading technology vendors and consultants

How can I interact with other delegates and speakers?

  • A series of interactive pre-booked roundtable discussions between financial institutions, moderated by 1LoD
  • An intra delegate messaging system available before, during and after the event
  • 1:1 video meetings on Zoom

How do roundtables work?

These private, off the record roundtables will be moderated by 1LoD, and will be attended by delegates who have booked their place in advance.  They will take place on Zoom.  Delegates will be sent discussion topics, and an overall structure of the debate in advance to aid the flow of the discussion. 

Sponsorship & Marketing Opportunities

For sponsorship and marketing opportunities please contact Andrew Lennon for details:

+44 (0) 7914 215 980

Lead Sponsor





Associate Sponsor


Book Tickets

Online registration for this event is now closed. To purchase a ticket to attend please contact Dane Barnard at Dane.Barnard@1LoD.com 

Non-financial institution delegates do not have access to interactive roundtable discussions which are only open to financial institutions and a limited number of sponsoring technology vendors and consultants.

For sponsorship opportunities please contact Andrew.Lennon@1lod.com

CPD/CPE Credits are redeemable against Deep Dive attendance. 

Group / series booking discounts for your institution may be available. For more details please contact Dane Barnard at Dane.Barnard@1LoD.com 

*Bookings outside of the UK do not require VAT

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