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In our Knowledge Hub you can find lots of insightful reports, covering a variety of challenges and topics of interest for the 3 lines of defence. You can browse through all the content or select a filter to see specific topics within the Knowledge Hub.
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A long-standing criticism of financial crime prevention is its focus on compliance rather than stopping crime. Leaders in financial crime prevention are aware of the problem and outspoken about its ca ... -
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New technologies allow banks to capture communications channels and solve long-standing issues in e-comms surveillance. -
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1LoD brought together more than 460 people from close to 100 different institutions in New York recently so that leaders in the management of non-financial risks across the 3 lines of defence could sh ... -
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The hype around ChatGPT is maybe overdone, but AI and large language models will certainly transform thousands of processes across almost every industrial sector. -
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Has the recent collapse of key institutions in the financial sector driven a re-evaluation of risk management roles and responsibilities? -
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Non-financial risk managers say they are often torn between meeting regulatory requirements and detecting, mitigating or preventing genuine risks -
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Financial crime professionals say it is difficult to meet technical compliance requirements and, at the same time, deter criminals. -
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Surveillance teams will need to adopt new technology and a more integrated approach in response to the regulatory focus on fixed-income markets and cross-market manipulation. -
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The demise of Credit Suisse has shown, yet again, how culture can drive a bank’s performance and, ultimately, determine whether it survives. Shortly before that news story broke -
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Traditionally the 2nd line compliance function comprised regulatory relations and business advisory, policy and ownership of risk appetite in the sense of monitoring adherence to it, plus activities s ... -
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How do banks ensure that their voice and video surveillance processes achieve the right balance between risk mitigation, compliance, and cost, particularly given the paucity of regulatory guidance? An ... -
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Industry leaders, regulators and representatives of law enforcement gathered at 1LoD’s New York Financial Crime Summit recently to exchange insights on the latest developments in anti-money laundering ...