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In today’s dynamic financial landscape, effective asset management is not only about optimising returns but also about navigating a complex web of regulations, standards, and ethical considerations. Asset management compliance plays a crucial role in ensuring that asset managers operate within the boundaries of legal and regulatory frameworks while upholding the highest standards of integrity and transparency.
As regulatory environments across the globe become increasingly stringent, compliance has evolved from a mere administrative function to a strategic imperative. For asset managers, compliance is not just about adhering to external mandates but also about implementing robust internal controls that safeguard the interests of clients, mitigate risks, and enhance the overall trust in the financial system.
Who is it for?
The AMCLN is underpinned by a group of Members who are senior Managing Directors running compliance functions at the world’s leading asset management firms, either at a regional or global level. The Members are committed to attend at least two of the three meetings in their region and work with 1LoD to set the agenda. Note, other Managing Directors attend the meetings too as guests.
Good event with engaging speakers. Good to share thoughts and ideas. The meeting provided a good temperature check of our peers and provided reassurance and challenge to our current thinking.
Stuart Liddle, Head of First Line Controls Function, EMEA, Invesco
A good forum to share best practice and understand the challenges faced by other peers.
John Ryan, Global Head of Surveillance, Janus Henderson Investors
Well organised and executed event with a high degree of relevance for today and the future. Thoroughly enjoyable.
Andrew Garnett, Head of 1st Line Compliance, Royal London Asset Management
What is the AMCLN’s objectives?
- To provide an opportunity for senior compliance decision-makers to collaborate through sharing best practice
- To aid identification of efficiencies and better management of risk within the compliance function
- To implement a networking opportunity with senior peers across the compliance community
- To allow benchmarks to be explored
- To provide a platform from which practitioners can hear about and understand the latest advances in technology
- To provide a safe, off the record environment for banks to speak freely between themselves
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