Skip to main content

The Financial Crime Summit - New York Agenda

 

FinCrimeSummit Logo

fc23nyc

cpd

FinCrimeSummit Logo

fc23nyc

cpd

FinCrimeSummit Logo

fc23nyc

cpd


 

Loading
07:30
  1. VIP Breakfast - By Invitation Only
    VIP Breakfast - By Invitation Only
    60 mins
08:00
  1. Registration and Coffee
    Registration and Coffee
    45 mins
08:50
  1. 10 mins

    “The Five Cs: Compliance | Communication | Coordination | Controls | Collaboration”

09:10
  1. 10 mins
09:20
  1. 55 mins
    • How can financial crime compliance become laser focused on preventing criminal activity and move away from technical compliance?
    • How can financial institutions pivot in response to regulatory expectations for AML, KYC, sanctions and fraud?
    • Does intra-bank and cross-industry collaboration enable banks to reduce illicit finance threats
    • How can advanced technology like AI and ML be implemented to ensure more resources increase value-added activity?
10:15
  1. Coffee Break & Networking
    Coffee Break & Networking
    30 mins
10:45
  1. 40 mins
    • How can banks ensure KYC processes effectively underpin all Financial Crime activities undertaken?
    • To what extent can innovative technologies including AI and ML drive efficiency and reduce costs?
    • How can banks implement continuous KYC in order to surface potential risks in real-time?
    • What is the necessary investment to reach a gold-standard for CDD and EDD processes?
  2. 40 mins
    • How can financial institutions manage the cost of sanctions compliance whilst meeting regulatory expectations?
    • Can banks create an international framework to ensure all jurisdictions comply with sanctions expectations?
    • Are external advisors and in-house counsel essential for sanctions compliance?
    • Will sanctions regulations continue to change rapidly and do sanctions teams need to grow and evolve?
11:30
  1. 40 mins
    • How rapidly can the business update business practices to comply with evolving economic sanctions?
    • To what extent is sanctions compliance sufficiently definable to build an effective control environment and risk management framework around?
    • How will sanctions compliance functions grow and evolve to meet regulatory demands?
    • To what extent is implementation of AI, ML and new technology the solution for sanctions compliance?
  2. 40 mins
    • How can banks optimise efficiencies through implementation of continuous KYC monitoring?
    • What are the necessary skills required for financial crime teams to execute effective continuous monitoring?
    • To what extent can regulators be satisfied that all risks are being caught in a continuously monitored process?
    • How can banks demonstrate proof of concept for continuous KYC systems
    • What is the team of the future?
13:10
  1. Lunch & Networking
    Lunch & Networking
    50 mins
14:00
  1. 40 mins
    • How are regulatory expectations continuing to evolve to mitigate financial crime risks?
    • Are regulators able to help solve the key data problems in Financial Crime prevention?
    • How can banks and regulators collaborate to build a more robust financial crime prevention framework?
    • Can AI and improved technology improve accuracy and speed of detection?
14:45
  1. 40 mins
    • What is the remit for financial crime teams in the 1st line of defence?
    • How can 1st line financial crime leaders drive a culture change in 1st line activity and embed innovative financial crime processes?
    • How can the operating structure facilitate collaboration across the 3 lines of defence to create one golden source of data
    • How can technology leverage efficiencies and improve transparency?
15:25
  1. Coffee Break & Networking
    Coffee Break & Networking
    30 mins
15:55
  1. 40 mins
    • What are the robust processes banks are implementing to integrate state-of-the-art transaction monitoring?
    • How can banks best integrate transaction monitoring with corporate entity insights to surface and mitigate previously unidentified financial crime risks?
    • How can banks truly unlock the power of transaction monitoring?
  2. 40 mins
    • How can banks implement AI to overcome the challenge of identifying fraud threats within substantial datasets?
    • Can deep learning models and accelerated infrastructure identify and flag fraud risks within a realistic timeframe?
    • Can AI enable banks to accurately detect patterns of behaviour and identify fraud risks faster?
    • Is investment being prioritised into AI for data analysis to effectively prevent fraud?
16:40
  1. 40 mins
    • How can financial institutions develop a collective response that matches the ever-growing threat posed by fraud and financial crime?
    • Is improved technology, ML and AI enabling more effective public-private collaboration?
    • How can financial institutions ensure they have a legal gateway for tactical data sharing internally and cross-industry?
    • How can banks become more targeted and intelligence-led to reduce fraud and financial crime?
17:35
  1. Drinks Reception
    Drinks Reception
    60 mins