Trade Surveillance Deep Dive

DeepDiveTrade13.00-16.00 BST / 08.00-11.00 EDT
28 & 29 April 2021

Introducing Surveillance Deep Dive Virtual Events

Our new series of Surveillance Deep Dive events will examine different areas of Surveillance in more granular detail than ever before.  Each Deep Dive will take place in short 3 hour blocks starting at 13.00 BST/ 08.00 EDT in a safe, off the record environment.  The in-depth analysis into specific topics will ensure high quality interaction between delegates through content rich panel discussions, keynote addresses, and a series of carefully managed private interactive discussions. In addition, delegates will be able to view profiles, and contact each other before, during and after the event. Delegates will also be able to access content from leading technology vendors and consultants. Any panel discussion content missed on the days of the event will be available on-demand for seven days afterwards.   Each Deep Dive will be CPD certified so that delegates attendance can be utilised to demonstrate professional development.

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Trade Surveillance Deep Dive Topics

Debates:

  • The Future of Trade Surveillance
  • Retaining Explainability When Developing AI and Machine Learning
  • Trade Surveillance Technology
  • Developing Individual Trader Profiling
  • Trade Data Analysis

Interactive Roundtable Discussions:

  • Surveillance in the 1st Line
  • Buy vs Build
  • Market Abuse vs Poor Conduct
  • Surveillance Risk Assessments
  • Developing Workflow and Auditable Case Management
  • Linking Trading Data and Financial Crime Data

Trade Surveillance Speakers

 

View Agenda

How will this benefit me and my organisation?

How will this benefit me and my organisation?

  • Hear and interact with your peers globally
  • Discover ways your institution can improve its approach to trade surveillance
  • Benchmark your trade surveillance capabilities against your peers
  • Hear from senior practitioners who are buying and building trade surveillance platforms
  • Identify ways to increase efficiency within your institution
  • Document your continued professional development by gaining CPD credits
  • Expand your professional network
Who is the Trade Surveillance Deep Dive for?

Who is the Trade Surveillance Deep Dive for?

Practitioners from Banks and Asset Managers working within: 

  • Surveillance
  • 1st Line Control
  • COO function
  • Compliance Technology
  • Audit
  • Compliance
  • Operational Risk
  • Culture and Conduct
  • CRO & SMCR Function

What can I expect at the Trade Surveillance Deep Dive?

  • A series of carefully managed interactive pre-booked discussions between financial institutions, moderated by 1LoD
  • Live keynote presentations and panel discussions incorporating delegate Q&A sessions
  • An intra-delegate messaging system available before, during and after the event
  • The facility to catch up on missed content, on-demand, for seven days after the event is finished
  • An opportunity for short 1:1 video meetings with leading technology vendors and consultants
  • Access to content and presentations from leading technology vendors and consultants

How can I interact with other delegates and speakers?

  • A series of interactive pre-booked roundtable discussions between financial institutions, moderated by 1LoD
  • An intra delegate messaging system available before, during and after the event
  • 1:1 video meetings on Zoom

How do roundtables work?

These private, off the record roundtables will be moderated by 1LoD, and will be attended by delegates who have booked their place in advance.  They will take place on Zoom.  Delegates will be sent discussion topics, and an overall structure of the debate in advance to aid the flow of the discussion. 

Sponsorship & Marketing Opportunities

For sponsorship and marketing opportunities please contact Andrew Lennon for details:

Andrew.lennon@1lod.com 
+44 (0) 7914 215 980

Co-Sponsors

Verint

 

Kx

Nasdaq

Associate Sponsors


List

TradingHub

Book Tickets

Online registration is now closed. If you would like to attend the event please contact Dane Barnard at Dane.Barnard@1LoD.com

Non-financial institution delegates do not have access to interactive roundtable discussions which are only open to financial institutions and a limited number of sponsoring technology vendors and consultants.

For sponsorship opportunities please contact Andrew.Lennon@1lod.com

CPD/CPE Credits are redeemable against Deep Dive attendance. 

Group / series booking discounts for your institution may be available. For more details please contact Dane Barnard at Dane.Barnard@1LoD.com 

What have others said about attending our virtual events?