Skip to main content

Trade Surveillance - Deep Dive

Trade Surveillance Deep Dive

Trade Surveillance Deep Dive




Join our virtual event

Trade surveillance remains the basis for detecting and preventing market abuse and misconduct but it is getting harder. As the industry navigates the complexities of modern trading environments, banks need to take a proactive stance towards ensuring market integrity and regulatory adherence. Fixed-income surveillance and venue market abuse are an area of regulatory focus for 2024 and remain a challenge for banks trying to implement effective surveillance controls. What are the unique challenges posed by fixed-income surveillance? And how are these being addressed? Is there now a need to review venue assessment, onboarding and ongoing management? Join the virtual Trade Surveillance Deep Dive on 21 and 22 May 2024 to discuss these questions, and more, that remain a challenge for surveillance teams. Take the opportunity to hear directly from senior surveillance leaders, share best practice and network with your peers. 

What to expect

  • Hear from banks as to how they are accommodating the nuances of fixed-income
  • Listen to how banks are working to better understand fixed-income traders’ risk positioning
  • Understand if there is a need to review venue assessment, onboarding and ongoing management
  • Question whether the comprehensive integration of comms and trade surveillance data is still a realistic possibility
  • Discover how their institution can improve its trade surveillance function
  • Benchmark their trade surveillance capabilities against their peers
  • Hear from leading practitioners who are buying and building trade surveillance technologies
  • Identify optimum ways to maximise efficiencies within their institution
  • Expand their professional network by engaging with their direct peers globally

The 2024 Surveillance Benchmarking Survey & Report

Panel discussions include:

  • Ensuring a dedicated fixed-income (FI) surveillance programme
  • Proliferation of trading venues: keeping up with the increasing complexities of trade surveillance
  • Achieving comprehensive model risk management
  • Trade surveillance technology for today and for tomorrow

Interactive roundtables include:

  • Trader profiling
  • Trade reconstruction
  • Cross-product market manipulation
  • Enhancing data quality for trade surveillance
  • Integration of trade and comms data
  • The future of trade surveillance programmes

Building an effective fixed-income and cross-market surveillance programme

The Trade Surveillance Deep Dive 2023 focused on the next-generation challenges faced by trade surveillance professionals who are working to improve their traditional processes. Surveillance teams will need to adopt new technology and a more integrated approach in response to the regulatory focus on fixed-income markets and cross-market manipulation.

Read the full report

Trade Surveillance Deep Dive: Post-Event Report 2023

Building an effective fixed-income and cross-market surveillance programme

Who should attend

Managing Directors, Directors, and Head of Functions from Banks, Asset Managers and other Financial Institutions working within:

  • Surveillance
  • Compliance surveillance
  • Compliance
  • Regulatory compliance
  • Surveillance monitoring
  • Compliance technology
  • Market surveillance
  • Trade surveillance
  • Communications surveillance
  • Internal Audit

How the Deep Dives work


  • A series of interactive pre-booked roundtable discussions between financial institutions, moderated by 1LoD
  • An inter-delegate messaging system


Private, off the record roundtables are moderated by 1LoD, and attended by delegates from financial institutions who have booked their place in advance. They take place on Zoom. Delegates are sent discussion topics, and an overall structure of the debate in advance to assist the flow of the discussion.

Do you have a product or service that could benefit the audience?

Join the leading firms that are benefiting from the sponsorship and marketing opportunities available.

Contact Andrew Lennon now for details: 
+44 (0)7914 215 980