The World's Leading 3 Lines of Defence Event

17 - 19 November 2020

1st Line Control • Surveillance • Financial Crime • Audit • Buy Side Control


Over 150 Managing Directors and Heads of Function from sell side and buy side financial institutions already confirmed to speak! 

What is XLoD Global? 

XLoD Global is a new, digital event. It will be the first event ever to bring together all 3 lines of defence globally. Leading practitioners and regulators from EMEA, APAC and North America will convene to share best practice and discuss the future of control functions across the 3 LOD.

Over three days and 75 sessions XLoD Global features more than 150 MD level practitioner speakers from banks, asset managers and regulators. There will also be considerable opportunity for virtual networking.  

If you work in risk and control do not miss this unprecedented opportunity to increase your knowledge and network with your peers globally.

View Agenda                     View Institutions Attending









Hours of Networking

Featured Speakers

View All Speakers

Who is XLoD for?

Who is XLoD for?

Practitioners from Banks and Asset Managers working within: 

  • 1st Line Control
  • COO function
  • Surveillance
  • Financial Crime
  • Audit
  • Compliance
  • Operational Risk
  • Culture and Conduct
  • CRO & SMCR Function

View Institutions Attending

Who is speaking?

Who is speaking?

  • Over 150 MD level speakers from across the three lines of defence from APAC, EMEA and North America.
  • Global regulators including: The FCA, The NY FED, FINRA, The CFTC, The HKMA, DNB, ASIC, AMF and IIROC
  • The most infamous rogue traders ever including: Nick Leeson, Tom Hardin and Alexis Stenfors
  • External experts and commentators including: the UK Former Home Secretary and the FBI agent who brought down ‘The Wolf of Wall Street’
  • Industry leaders including: 
    Tracey McDermott, Group Head, Conduct, Financial Crime & Compliance, Standard Chartered Bank - Mark Carawan, Former Group Chief Compliance Officer, Citigroup - David Durlacher, Chief Executive Officer, Julius Baer International Limited


View Agenda

How will XLoD benefit me?

How will XLoD benefit me?

  • Learn how leading institutions are managing the new working environment
  • Identify ways to increase efficiency within your institution
  • Discover ways your institution can take a more intelligent approach to the identification and management of non-financial risk
  • Increase your knowledge by hearing and interacting with your peers from across the globe
  • Expand your professional network globally

Do you have a product or service that could benefit the XLoD Global Audience?

  • Then join the leading firms that are benefiting from the sponsorship and marketing opportunities available.

    Contact Andrew Lennon now for details:
    +44 (0)7914 215 980

What opportunities are there to network? 

What opportunities are there to network? 

There are a multitude of opportunities and mechanisms to enable networking, including:

  • Topic based networking
  • Roundtable discussions
  • 1:1 Meetings with other delegates 
  • Speed Dating with technology vendors and consultants
  • Sponsor networking lounge


Lead Sponsors



  • Galvanize
  • Kx
  • NICE Actimize
  • Relativity

Associate Sponsors


Supporting Association



(Click here for full list of institutions attending)


Register Now

Delegate package includes the following:

  • Access to all content for the duration of the event (includes catching up on content you missed)
  • Access to pre-event digital debates
  • Participation in topic based networking
  • Roundtable discussions
  • Opportunity to arrange 1:1 meetings with other delegates
  • Speed Dating with technology vendors and consultants
  • Access to the sponsor networking lounge


Book Now



I work in the UK    I do not work in the UK

XLoD Delegate Pricing

Financial Institutions: £595 + VAT

Bulk discounts are available for financial institutions starting at £345 per ticket for 5+
To find out whether there are discounts in place for you please contact Dane Barnard. 

Delegate Rate: £1,195 + VAT

One session only, no networking: £145 + VAT


For details contact Dane Barnard now: 
+44 (0)7884 356 357

*Individuals based outside the UK do not pay VAT


What are people saying?