The World's Leading 3 Lines of Defence Event

17 - 19 November 2020

1st Line Control • Surveillance • Financial Crime • Audit • Buy Side Control


Over 150 Managing Directors and Heads of Function from sell side and buy side financial institutions spoke at XLoD Global! 

What is XLoD Global? 

XLoD Global is a new, digital event. It was the first event ever to bring together all 3 lines of defence globally. Leading practitioners and regulators from EMEA, APAC and North America convened to share best practice and discuss the future of control functions across the 3 LOD.

Over three days and 75 sessions XLoD Global featured more than 150 MD level practitioner speakers from banks, asset managers and regulators. There was also be considerable opportunity for virtual networking.  

If you work in risk and control XLoD Global gives you unprecedented opportunity to increase your knowledge and network with your peers globally.

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Content Sessions


Networking Sessions

Featured Speakers

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Who is XLoD for?

Who is XLoD for?

Practitioners from Banks and Asset Managers working within: 

  • 1st Line Control
  • COO function
  • Surveillance
  • Financial Crime
  • Audit
  • Compliance
  • Operational Risk
  • Culture and Conduct
  • CRO & SMCR Function

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Who spoke?

Who spoke?

  • Over 150 MD level speakers from across the three lines of defence from APAC, EMEA and North America.
  • Global regulators including: The FCA, The NY FED, FINRA, The CFTC, The HKMA, The SFC, MAS, DNB, ASIC, AMF and IIROC
  • The most infamous rogue traders ever including: Nick Leeson, Tom Hardin and Alexis Stenfors
  • External experts and commentators including: The Rt Hon the Lord David Blunkett, the Former UK Home Secretary, Jordan Belfort, the real “Wolf of Wall Street”, and Gregory Coleman,  the FBI agent who brought Jordan Belfort to justice. 
  • Industry leaders including: 
    Tracey McDermott, Group Head, Conduct, Financial Crime & Compliance, Standard Chartered Bank - Mark Carawan, Former Group Chief Compliance Officer, Citigroup - David Durlacher, Chief Executive Officer, Julius Baer International Limited


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How will XLoD benefit me?

How will XLoD benefit me?

  • Learn how leading institutions are managing the new working environment
  • Identify ways to increase efficiency within your institution
  • Discover ways your institution can take a more intelligent approach to the identification and management of non-financial risk
  • Increase your knowledge by hearing and interacting with your peers from across the globe
  • Expand your professional network globally

Do you have a product or service that could benefit the XLoD Global Audience?

  • Then join the leading firms that are benefiting from the sponsorship and marketing opportunities available.

    Contact Andrew Lennon now for details:
    +44 (0)7914 215 980

What opportunities were there to network? 

What opportunities were there to network? 

There were a multitude of opportunities and mechanisms to enable networking, including:

  • Topic based networking
  • Roundtable discussions
  • 1:1 Meetings with other delegates 
  • Speed Dating with technology vendors and consultants
  • Sponsor networking lounge


Lead Sponsors



  • Galvanize
  • Kx
  • NICE Actimize
  • Relativity

Associate Sponsors


Supporting Association



(Click here for full list of institutions attending)


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