The internal audit (3LOD) function within investment banks has experienced a period of unprecedented change and expansion since the financial crisis.


A combination of high-profile failings and consequent punitive action by regulators, has helped transform internal audit from a remote, under resourced function carrying out periodic, sample-based audits to a highly sophisticated agile function utilizing the latest technology and methodologies to deliver more continuous, risk-based audits.


The 3LoD Audit Summit will be the first event ever dedicated to the fast-evolving audit sector within financial services. It will become the annual meeting for internal audit leaders, their direct reports, the regulator and other control practitioners keen to understand how to interoperate with their peers in the 3rd line more effectively. It will provide a unique opportunity for senior practitioners to meet, network and learn from each other as the function continues to go through a period of unprecedented change.


Summit Agenda

To view the current agenda for summit, featuring all sessions, speakers roundtables and more, please fill in the form below. If you have any issues please do not hesitate to contact us. 

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Nick Curle,

Managing Director, Interim CIA / Head of Audit Strategy & Change, 


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Mary Phibbs,

Member of Board and Chair, Board Audit Committee, Canada Pension Plan Investment Board (CPPIB) & Non Executive Director and Chair, Remuneration Committee,

Morgan Stanley International

Jessica Roos, 

Managing Director, Chief Auditor, 


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Alison McFadyen,

Group Head, Internal Audit,

Standard Chartered Bank

Ed DiPaolo, 

Managing Director, Global Head of CIB Audit, 

J.P. Morgan

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Nick Leeson,

‘The Original Rogue Trader’, 

Former Barings Trader

What do people say about 1LoD events?

“Congratulations on another excellent conference. Your work is making a really big contribution to the industry”   


Darren Jarvis, Managing Director, Global Head of Business Controls and Supervision, Markets Division, Citigroup

Lead Sponsor

Associate Sponsor


Register Now

Delegate Rate for Financial Institutions

£1095 + VAT

Delegate Rate

£1995 + VAT

If you wish to receive information about the marketing opportunities available please contact as there may be special deals available.

Delegate Package Includes

  • Access to all the main speaker sessions

  • Opportunity to actively participate in small break out discussion groups NB you choose which discussions you wish to join prior to the event

  • All breakfast, lunch and refreshment breaks

  • The 3LoD Audit Summit Drinks Reception

  • Opportunity to pose questions directly to speakers (even before the conference!)

  • Access to the 3LoD Audit Summit App which includes an intra-delegate messaging system

  • Opportunity to participate in live industry polls and receive the results after the conference in a post event report

  • Digital content in the period before the event

Intelligence for Risk and Control Professionals

Tel: +44 (0) 2071124930

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