Who's speaking at the 1LoD Summit 2019

David Blunt,

Head of Conduct Specialists Department,

 Financial Conduct Authority

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Nick Leeson,

‘The Original Rogue Trader’, 

Former Barings Trader

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Darren Jarvis

Managing Director, Global Head of Business Controls and Supervision, Markets Division,


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Ruth Kemmer

Managing Director, Global Head of Front Office Supervision, Conduct and Control, Global Markets,


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Andrew Brodie

Global Head of Front Office Conduct Surveillance,

BNP Paribas   

Rupert Jolley

Managing Director, Global Banking and Markets Chief Control Officer, HSBC

René Carayol MBE,

Business and Leadership Advisor 

Mike Roemer, 

Chief Compliance Officer, 

Wells Fargo

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Nicholas Lovett

Managing Director, Global Head of Global Market Controls, 

Credit Suisse

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Dr Roger Noon, Coach and Independent Consultant Specialising in Risk Culture

Anton Rajanayagam,

Head of Electronic Trading Risks and Controls,


Nick Woods, 

Managing Director, Chief Controls Office,


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Toby Billington

Managing Director, Chief Control Officer,


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Chris Palmer, 

Managing Director, Head of LIBOR Transition Program, 

J.P. Morgan

Liz Grant,

Head of Business Continuity Management, 

Societe Generale

Lin Lu, 

Chief Controls Officer, EGM Enterprise Controls, 

National Australia Bank

Rajeev Mehta, 

Head of Chief Controls Office, 

Société Générale 


Natalie Paton, 

Managing Director, Global Head of Regulatory Control – Operations, 

BNY Mellon

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Chris Dickens

Managing Director, Chief Operating Officer, EMEA,



Robert Auton, 

Head of Markets Conduct Risk, 


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Tom Hardin

known as “Tipper X,” was the lead FBI informant at the heart of the Galleon Group insider trading scandal, becoming one of the most prolific informants in US securities fraud history.

Paul Clulow-Phillips,

Managing Director, Co-Global Head of Markets Compliance, Global Head of Capital Markets Surveillance,

Société Générale

Marcus Fleck,

Department Head Risk Coordination Unit Capital Markets,

DZ Bank

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David Hagan,

Head of 1st Line Risk, Controls & Assurance,

M&G Investments

Nick Fuller,

Director, Group Operational Resilience, 

Credit Suisse

David Tarling,

Business Control Management, Global Markets Head of Risk Identification  Assesment & Infrastructure, 

J.P. Morgan

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Mark Cankett,

Partner, Audit & Assurance, 


Christian Hunt, 


Human Risk Limited 

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Stephen Farrell,

Partner, Audit & Assurance, 


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Steve Garrood,

Chief Commercial Officer, 


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Rob Houghton,

Founder and CTO, 


Gwun Olley,

Senior Manager, Banking & Capital Markets Advisory, 


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Rafael Gomes,

Managing Director, UK Regulatory & Compliance group, 


Intelligence for Risk and Control Professionals

Tel: +44 (0) 2071124930

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