Speakers

Chief Operating Officer, Markets and Securities Services, Citi

Managing Director, Head of AML Transformation, BNY Mellon

Independent Consultant, XLoD Global

Executive, Controls and Process Transformation, National Australia Bank

Co-Founder and CEO, Theta Lake

Executive, Controls Performance Enterprise Controls & Process, National Australia Bank

Head of Front Office Supervision, Societe Generale

Managing Director, Risk & Compliance, Protiviti

Vice President, FINRA

Global Head of Product – Integrated Compliance & Behavioral Analytics , Bloomberg

KPMG

Global Director, Culture and Conduct, TD Securities

Executive Vice President, Chief Auditor, Corporate Risk & Capital Management, Wells Fargo

Global Head of Talents & Culture , Natixis

Managing Director, Compliance Engineering, Goldman Sachs

Global Head of Transaction Monitoring, Barclays

Head of Business Information Risk, Markets & Securities Services, HSBC

Managing Director, Global Head of KYC Process Management, Deutsche Bank

Managing Director, Head of OFAC Sanctions Compliance and Head of Environmental and Social Risk Compliance (ESR/ESG) for the Americas, Société Générale

Managing Director, Head of Treasury, Americas, Credit Agricole CIB

Chief Compliance Officer, RWE AG

Managing Director, Business Controls, J.P. Morgan

Managing Director, Chief Auditor, Citigroup

Group Head of Financial Crime Risk, Schroders

Director, Trading Business Management, TD Securities