Speakers

Managing Director, Head of US Rates Strategy, Bank of America

Managing Director, CIB Business Control Management, Wells Fargo

Partner, Banking & Capital Markets Audit & Assurance Group, Deloitte

Former Group Chief Compliance Officer, Citigroup; and Senior Advisor, XLoD Global

Leading Executive Coach and Leadership Speaker

Executive Vice President, Product Strategy, Smarsh

Former Markets and Trading COO

Contributing Editor, 1LoD

Managing Director, Chief Conduct & Controls Officer, Global Markets, BNP Paribas America

Deputy CISO UK & Ireland, Deutsche Bank

Chief Information Security Officer, Wholesale Banking Activities, Societe Generale

Executive Director, Head of Front Office Supervision, Conduct and Control, Global Markets, Asia ex Japan, Nomura

Former Chairman, Federal Energy Regulatory Commission, FERC

Head of Wholesale Market Compliance, Drax

Director – Compliance, National Futures Association (NFA)

Head of European Wholesale Banks Supervision, FCA

Head, Group Market Surveillance and Global Markets Compliance, Maybank

Global Head of Oversight for Compliance & GFC, Morgan Stanley

Director, LIBOR Transition; Commercial Finance, UK Finance

Executive Director, Global Head of ISG and MSIM Trade Surveillance, Morgan Stanley

Managing Director, Head of Business Risk and Governance International, RBC Global Asset Management

Sally Clark, Board Member, Metro Bank and Former Chief Internal Auditor, Barclays

Director, Financial Services; Finance, Risk & Compliance, Baringa

Non Executive Director, Tesco Pension Investment (TPI) Fund Managers Limited

Managing Director, Co-Global Head of Markets Compliance & Global Head of Capital Markets Surveillance, Société Générale