Speakers

Managing Director, Regional Head of Group Audit APAC, Deutsche Bank

Director, Trade Surveillance, Lloyds Banking Group

Executive Director, EMEA, Head of Surveillance and Strategy, Nomura

Managing Director, HSBC

The lead FBI informant at the heart of the Galleon Group insider trading scandal, Tipper X Advisors

Head of Operational Risk & Resilience Division, Prudential Regulation Authority, Bank of England

Chief Culture & Conduct Officer for the Americas, Societe Generale

Senior Vice President, Regulatory Solutions, ONETICK

Ethics & Compliance Officer, Centrica

Executive Vice President, Member Supervision, Financial Industry Regulatory Authority (FINRA)

former Trader and the first banker to be jailed for rigging interest rates

General Counsel and Executive Vice President, Legal Group, Federal Reserve Bank of New York

Senior Vice President, Head of Culture Initiative, Federal Reserve Bank of New York

Compliance Director, Boston Energy & Marketing

Executive Director, Head of Sustainable Markets, ABN AMRO Bank

Managing Director, Global Head of Operational Resilience and the Threat integration Centre, Credit Suisse

Retail Audit Director, Lloyds Banking Group

Managing Director, EMEA Chief Compliance Officer, Citigroup

Head of FCC Strategy, Swift

Co-Founder, XLoD Global

Head of Risk Management & Returns, COP26 Private Finance Hub, HMTreasury

Managing Director, Global Head of Capital Markets Surveillance, Société Générale

Director of Market Oversight, Financial Conduct Authority

Senior Vice President, Smarsh

Managing Director, Deputy Chief Internal Auditor, MUFG