Speakers

Department Head, Risk Coordination Unit Capital Markets, DZ BANK AG

Head of Capital Markets & Data Supervision, The Dutch Authority for the Financial Markets (AFM)

Founder & Chief Executive Officer, Acin

Managing Director, Global Head of Surveillance, HSBC

Senior Director – Special Investigations Unit, FINRA

Independent Contributor, Former Head of Whistleblowing, Deutsche Bank

Managing Director, Accenture

Head of Financial Markets Compliance Sales , NICE Actimize

Global Head of Surveillance IT, GB&M IT, HSBC

Executive Vice President & Chief Compliance Officer, Scotiabank

Head of Surveillance, Europe and Asia Pacific, RBC

Vice President, Financial Compliance Strategy, Verint

Director, Group Operational Resilience, Credit Suisse

Global Head of Compliance, Schroders

SVP, Group Executive, Trading and Compliance, FIS

General Manager, Compliance, NICE Actimize

Head of Compliance, Royal London Asset Management

Managing Director, Head of Front Line Monitoring, Standard Chartered

Director Business Development EMEA, Kx

Chief Executive, Traffik Analysis Hub & Former Deputy Director, Serious Organised Crime Agency (SOCA)

Executive Director, Global Head of KYC Advisory, Morgan Stanley

Global Head of Business Risk & Culture, HSBC

Head of the Market Surveillance and Conduct Department , ACER – European Union Agency for the Cooperation of Energy Regulators

Managing Director, Global Chief Auditor, Compliance & AML, Citigroup

Managing Director, Regulation and Compliance Risk, Accenture