Speakers

Managing Director, Global Head Equities, GFX and Global Debt Markets Compliance, Co – Chair of European Compliance D&I Network, HSBC

Managing Director, Head of Financial Crime for the Americas and Investment Bank, Barclays

Head of Whistleblowing, Santander UK

Managing Director, UK Compliance, Barclays

Managing Director, Global Head of FCRM, Global Banking and Markets and Enterprise Head of Anti Bribery and Corruption, Scotiabank

Managing Director, Accenture

Capital Markets Strategy Partner, PwC

Global head, Bloomberg Integrated Compliance, Analytics, and Directory Solutions, Bloomberg

Director, Global Supervision, IB Americas and EMEA, Deutsche Bank

Financial Crime and Compliance Expert, BAE Systems Digital Intelligence

Managing Director, Chief Audit Executive, Bank of China

Product Owner, ONETICK

Managing Director, Chief Compliance Officer, Barclays UK

Global Head of Audit for Markets, Securities Services and BSM, HSBC

Global Head of Trade Surveillance, BNY Mellon Markets

Team Leader, Markets and Data Reporting Department, European Securities and Markets Authority (ESMA)

Former Managing Director – IBOR Transition, HSBC

Head of Strategy & Change, Markets & Securities Services Non Financial Risk & Global Head of Non Financial Risk, Securities Services, HSBC

Chief Operating Office Risk Strategy and Innovation Lead, Lloyds Banking Group

Head of Market Supervision, London Stock Exchange

Americas Head of Surveillance, Barclays

Chief Executive Officer, SteelEye

Assistant Regional Director, New York Regional Office, U.S Securities and Exchange Commission (SEC)

EMEA Head of Conduct Risk Management ICRM and Global Head of ICG Conduct Risk, Citigroup

Independent Contributor