Speakers

Executive Director, EMEA, Head of Surveillance and Strategy, Nomura

Managing Director, HSBC

The lead FBI informant at the heart of the Galleon Group insider trading scandal, Tipper X Advisors

Chief Culture & Conduct Officer for the Americas, Societe Generale

Superintendent, New York Department of Financial Services

Senior Vice President- Regulatory Solutions, OneTick

Ethics & Compliance Officer, Centrica

Executive Vice President, Member Supervision, Financial Industry Regulatory Authority (FINRA)

former Trader and the first banker to be jailed for rigging interest rates

Managing Director and Regional Head of Financial Crimes Compliance, Standard Chartered Bank

General Counsel and Executive Vice President, Legal Group, Federal Reserve Bank of New York

Senior Vice President, Head of Culture Initiative, Federal Reserve Bank of New York

Compliance Director, Boston Energy & Marketing

Executive Director, Head of Sustainable Markets, ABN AMRO Bank

Partner, Forensic, KPMG

Managing Director, Global Head of Operational Resilience and the Threat integration Centre, Credit Suisse

Retail Audit Director, Lloyds Banking Group

Managing Director, EMEA Chief Compliance Officer, Citigroup

Head of FCC Strategy, Swift

Co-Founder, XLoD Global

Head of Risk Management & Returns, COP26 Private Finance Hub, HMTreasury

Managing Director, Global Head of Capital Markets Surveillance, Société Générale

Senior Managing Director, Fenics Market Data

Director of Market Oversight, Financial Conduct Authority

Senior Vice President, Smarsh