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In our Knowledge Hub you can find lots of insightful reports, covering a variety of challenges and topics of interest for the 3 lines of defence. You can browse through all the content or select a filter to see specific topics within the Knowledge Hub.
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Russia’s invasion of Ukraine is a timely reminder of just how important it is to get sanctions screening right – no easy task given that this is a complex, fast-evolving area in the field of financial ... -
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Financial institutions have struggled to design and build successful anti-money laundering programmes, their efforts hampered by political ambivalence, limited regulatory resources, and complex operat ... -
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View 'Emerging Trends in Culture Reform: The New York Fed’s Perspective', a keynote from James Hennessy, Senior Vice President, Head of Culture Initiative, Federal Reserve Bank of New York. -
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Banks are under pressure to improve the efficiency and effectiveness of their surveillance processes. Many of them are looking at ways to aggregate intelligence gleaned from invariably separate e-comm ... -
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After a year of record fines, banks will be going into 2021 keen to future-proof their controls, culture and their tech. Ideal Prediction has a solution. -
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Most financial institutions know that data embedded in email and other forms of communication have the potential to transform market abuse programmes. They also know that they can use AI-based technol ... -
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Buy-side institutions feel they are under less pressure to re-engineer their surveillance processes – whether from regulators or as a result of alert fatigue – than sell-side firms. But now that hybri ... -
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Energy trading: a new frontier in surveillance Energy trading, which encompasses activities from emissions to derivatives, has some way to go before it catches up with surveillance in the financial se ... -
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US heads of surveillance discussed challenges and priorities at 1LoD’s Surveillance Leaders Network in New York in December. -
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The challenges faced by those in supervision, surveillance and broader compliance and risk and control functions require a data first approach. This is more easily achieved if business chiefs realize ... -
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Across a broad range of technologies, including compliance communication surveillance solutions, buy vs build is an increasingly false dichotomy. Faced with the need to comply with rapidly evolving re ... -
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To prevent financial crime, banks typically depend on a series of distinct functions, with clearly separate staff, processes and technologies. This silo arrangement is often blamed for any inefficienc ...