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In our Knowledge Hub you can find lots of insightful reports, covering a variety of challenges and topics of interest for the 3 lines of defence. You can browse through all the content or select a filter to see specific topics within the Knowledge Hub.
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The recent series of AML debates provided a deep dive into the strategic integration of AML practices within the broader business framework. -
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In an era where fraud risks are evolving rapidly and appear increasingly complex, 1LoD’s recent Fraud Risk Deep Dive highlighted the urgent need for innovative, multi faceted approaches in the financi ... -
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Almost three quarters of those surveyed expect to buy some form of voice surveillance technology soon. -
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1LoD gathered more than 20 financial crime leaders in London for its Leaders’ Network at the end of January 2024. -
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A balanced approach to artificial intelligence (AI) can encourage innovation and ensure rigorous oversight to protect market participants and maintain trust in the financial system -
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There is an increasing reliance on technological advancements, including artificial intelligence (AI), to enhance the efficiency and effectiveness of surveillance measures -
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The 3 Lines of Defence must collaborate over culture even though current practices seldom extend beyond the compliance function, and leadership is critical in championing culture and conduct, and impr ... -
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Leaders from the 3 lines discussed the future of operational risk management at 1LoD’s XLoD Leaders’ Network event in New York, including the use of technology and analytics. -
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Participants were optimistic that AI and machine learning could automate the identification of control gaps and control enhancements, creating a more streamlined control environment and improving risk ... -
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A recent article by Banking Risk and Regulation (part of the Financial Times Group) on non-financial risk training highlights huge gaps and inconsistencies in training standards in the industry – it e ... -
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XLoD Global – London attracted around 700 senior practitioners from 1st line risk and control functions, 2nd line compliance and risk units, and 3rd line audit teams over two days in November. -
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At 1LoD’s recent Surveillance Leaders’ Network in New York, participants discussed surveillance risk assessments, the use of AI to enhance surveillance, and the challenges of cross-market manipulation ...