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20 Sep 2023

Banks turn to new tech for core surveillance challenges

E-Comms Surveillance Deep Dive                                         

The message from 1LoD’s latest Deep Dive was clear: this is the way forward because reliance on policy, attestation and partnership between the 3 lines is no longer enough. The SEC has fined banks recently for failing to capture e-comms and this has already spurred them to adopt new measures.


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