XLoD Global - New York Speakers XLoD Global features MD level practitioner speakers from banks, asset managers and regulators.
Loading All 0 - 9 A B C D E F G H I J K L M N O P Q R S T U V W X Y Z Joseph Accardi Head of US Surveillance, RBC Cliffe Allen Managing Director, OTC Derivatives, National Futures Association (NFA) Scott Anderson Managing Director & Chief Compliance Officer, Americas, Credit Agricole Blythe Barber Head of Business Development, Americas, Droit John Baskott Co-Founder, 1LoD Jeff Bell President and Chief Operating Officer, Eventus Robert Benjamin Managing Director, Head of Front Office Trade Surveillance, , Truist Securities Dominique Benz Managing Director, Head of Business Controls, Mizuho Americas Torry Berntsen Chief Executive Officer, Europe and Americas, Standard Chartered Bank Richard R. Best Director, Division of Examinations, U.S. Securities and Exchange Commission (SEC) Rajiv Bhattacharya Managing Director, Head of Governance and Controls, Scotiabank Oliver Blower Group CEO, VoxSmart John Bolton Former National Security Advisor to President Donald Trump Emma Bredin Former Chief Compliance Officer, BNY Mellon Tom Bubeck Chief Executive Officer, Fairwords Gregory J. Calpakis BSA/AML Reform Program Manager & Information Security Officer with Bank Supervision Policy, Office of the Comptroller of the Currency Mark Carawan Former Group Chief Compliance Officer, Citigroup; and Senior Advisor, 1LOD Joanne Cash Head of Control Management for Operations and Investment Services, BNY Mellon Susanna Castillo Managing Director, Chief Conduct & Controls Officer, Global Markets, BNP Paribas America Sonia Chowdhury Regulatory Solution Sales Subject Matter Expert, SteelEye Ed Clementi Managing Director, Global Head of ICG Risk and Control, Citigroup Paul Clulow-Phillips Managing Director, Global Head of Surveillance, Société Générale Mike Coats Chief Technology Officer , TradingHub Bill Colacicco Managing Director - Head of Global Markets Risk & Controls, MUFG Jason Conn Managing Director, Head of Non-Financial Risk Coverage of Investment Banking and Americas, Credit Suisse Julie N. Conner Managing Director, Accenture Matthew Conover Managing Director, Global Head of Conduct Risk, State Street Nadir Darrah Chief Internal Auditor, Citigroup Rajeev Davé Managing Director, Head of Surveillance, Sumitomo Mitsui Banking Corporation Will Davis Consultant, XLoD Global Dan Devroye Managing Director, Head of Control, Strategy and Innovation, Global Security, J.P. Morgan Edward DiPaolo Former Managing Director, Head of Internal Audit Practices, J.P. Morgan Chase Patricia Flynn Managing Director, Analytics and Surveillance, State Street Global Markets Niki Fotheringham Managing Director, Global Head of Surveillance, HSBC Nicole Frew Executive Vice President & Chief Compliance Officer, Scotiabank Phil Fry Vice President, Financial Compliance Strategy, Verint Cida Goncalves Managing Director, Chief Controls Officer for the Americas, Investment Bank and IHC, Barclays Craig Handyside Managing Director - Head of Internal Audit, Americas, Standard Chartered Bank Nancy Harrington-Jones Former Chief Culture & Conduct Officer for the Americas, Societe Generale Andrew Harrison Americas Head of Front Office Surveillance, BNP Paribas Bari Havlik Former Executive Vice President, Member Supervision, Financial Industry Regulatory Authority (FINRA) Ian Hawkins Head of Nasdaq Trade Surveillance Product Management, Nasdaq Rob Houghton Founder, Insightful Technology Darren Jarvis Managing Director, Chief Administrative Officer, ICG, Citigroup Jess Jones Director, Head of Content, 1LOD JJ Juergensen Managing Director, Head of Cyber Risk, Barclays Mathias Kramer Managing Director, Global Head Compliance Information Controls Group, Morgan Stanley Emily Kreps Managing Director, Head of ESG, Americas, Deutsche Bank Jon Kroeper Executive Vice President, Quality of Markets,, FINRA Fahreen Kurji Chief Customer Intelligence Officer, Behavox Scott Levine Principal, PwC Shelly Liposky Managing Director & Global Head Business Risk and Solutions, BMO Capital Markets Jeff Loeb Managing Director, Global Head of Communications Surveillance & Americas Head of Surveillance, Deutsche Bank Steve LoGalbo Director, Product Management, Financial Markets Compliance Division, NICE Actimize Steven Longo Managing Director, Global Head of Surveillance, Wells Fargo Deepthi Machavaram Executive Director, Head of Digital Financial Crimes Advisory, Morgan Stanley Golam Mainuddin Managing Director, Global Head of Surveillance, Barclays John Malitzis Managing Director, Americas Head of Market Conduct Risk & Global Head of Markets Fraud Risk Management, Citigroup Srini Masanam Global Head of Surveillance Data Quality, Citigroup Mary McNiff Managing Director, Chief Operating O, Institutional Clients Group, Citigroup Enrico Melchioni Product Management Director, ION Group Stella Mendes Senior Managing Director, Leader of Financial Services Forensic & Litigation Consulting, FTI Consulting Dr Roger Noon Senior Moderator, 1LoD Matthew Perconte Managing Director, Risk & Compliance, Protiviti Mary Lou Peters Managing Director, Head of Control for the Corporate & Investment Bank, Wells Fargo Vincent Pinelli U.S. Chief Audit Officer, Scotiabank Victoria Pinnington Senior Vice President, Market Regulation and Co-Chair, Transition Management Office, New Self-Regulatory Organization of Canada, a consolidation of IIROC and the MFDA Sam Pollack Executive Director, Global Head of Communications Surveillance and Americas Head of FICC Trade Surveillance, J.P. Morgan Sarah Pritchard Executive Director, Markets, Financial Conduct Authority (FCA) David Rabinowitz Product Manager, Compliance, AI, and Analytics, Bloomberg Nyran Ramprashad Chief Internal Auditor, Citadel Securities Satya Ravi Managing Director, Head of Internal Audit - Americas, Societe Generale Mark Reed Managing Director, Operational Risk Management (Global Markets), Societe Generale Martina Rejsjo Director of Regulatory Affairs, Eventus Konstantinos Rizakos Managing Director, Compliance Engineering, Goldman Sachs Charles Rose Head of Global Markets Supevision, TD Securities Hillary Rosenberg Chief Compliance Officer, Asset Servicing & Digital, BNY Mellon Christopher Scarpati Principal, PwC Steven Schluter Executive Director, Global Head of Surveillance Strategy, Morgan Stanley Amy Shanle Managing Director, Head of Enterprise Change, Resiliency & Sourcing Officer, BNY Mellon Michele Siano Executive Vice President and Chief Compliance Officer, MetLife Patrick Simonnet Managing Director, Chief Audit Executive, Bank of China Brian Slackman Managing Director - Head of Global Markets Strategy & Business Operations, MUFG Chris Smith Global Head of Trade and Control Room Surveillance, Barclays Todd Sullivan Chief Risk Officer for Financial Services Sector, , Analysis and Resilience Center for Systemic Risk Colin Telmer Managing Director, Global Head of Trade Surveillance, Scotiabank Sam ten Cate Managing Director, Governance & Controls, Digital, State Street Dr Rimma Teper Senior Director, Behavioural Scientist, Internal Audit, RBC Tom Venezia EVP, Managing Director, Americas, LeapXpert Christopher Waitz Director of Regulatory Affairs, Eventus Tanya Weisleder Global Head of Employee Conduct, Policy and Training Programs and Framework, Credit Suisse Katherine Wetmur Managing Director, CIO, Cyber, Data, Risk, Resiliency, Morgan Stanley Aaron Wolf Managing Director, Deputy Head of Anti-Financial Crime, Americas, Deutsche Bank Chuan Wong Managing Director, Chief Controls Officer, Markets, BNY Mellon Hamish Wynn Managing Director, Accenture
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