Loading All 0 - 9 A B C D E F G H I J K L M N O P Q R S T U V W X Y Z Abhinav Aggarwal Managing Director, Global Business Risk & Control Officer, Citigroup Farhan Amin COO Control – Risk Identification & Assessment Leader, Wells Fargo Nikhil Awasthi Managing Director & Global Head of Institutional Trade Monitoring, Regulatory Reporting, Supervisory Controls Technology, Morgan Stanley Bala Ayyar Managing Director, Chief Data Officer, Americas, Societe Generale Danielle Bartolomei Managing Director, Compliance and Operational Risk, JPMorgan Chase Robert Benjamin Managing Director, Head of Front Office Trade Surveillance, Truist Securities Dominique Benz Managing Director, Head of Business Controls, Mizuho Americas David Blunt Consultant, 1LoD Lauren Bradley Schenker Managing Director, Head of Surveillance and Compliance Technology, Truist Securities Joanne Cash Head of Control Management for Operations and Investment Services, BNY Mellon Suprio Chaudhuri Chief Compliance Officer for Americas, Natixis Sonia Chowdhury Regulatory Solution Sales Subject Matter Expert, SteelEye Steven Cranwell Chief Executive Officer, Americas, Standard Chartered Bank Rajeev Dave Former Managing Director, Head of Surveillance, Sumitomo Mitsui Banking Corporation Alex de Lucena Director of Product Strategy, Shield Mandy DeFilippo Managing Director, COO Legal & Compliance, Risk and Operations, Citadel Securities Theodore Demetral Senior Director, Data Analytics and Innovation Deputy Chief Auditor, BNY Mellon Dan Devroye Managing Director, Head of Control, Strategy and Innovation, Global Security, JPMorgan Chase Nick Diieso Managing Director, Global Head of Operational Risk - ICG Ops, Markets, and Securities Services, Citigroup Stephen Ditaranto Managing Director, Global Head of Capital Markets Surveillance, RBC Chris Ferrara US Head of Surveillance and Monitoring, Credit Agricole Patricia Flynn Managing Director, Global Head Market Surveillance, State Street Global Markets Niki Fotheringham Managing Director, Global Head of Surveillance, Bank of America Marc Gilman General Counsel & Vice President of Compliance, Theta Lake Aengus Hallinan Managing Director, Chief Operational Risk Officer and CRO Securities Services & Digital, BNY Mellon Craig Handyside Managing Director - Head of Internal Audit, Americas, Standard Chartered Bank Tom Hardin The lead FBI informant at the heart of the Galleon Group insider trading scandal, Tipper X Advisors Yvette Hollingsworth Clark Executive Vice President & Global Chief Compliance Officer, State Street Jonathan Hummel Chief Risk Officer, Americas, Deutsche Bank Mathias Kramer Managing Director, Global Head Compliance Information Controls Group, Morgan Stanley Jon Kroeper Former Executive Vice President, Quality of Markets,, FINRA Scott Levine Principal, PwC Sasha Lewis Managing Director, Head of Operational Risk – Americas, UBS Jeff Loeb Managing Director, Global Head of Communications Surveillance & Americas Head of Surveillance, Deutsche Bank Tim Lutz Managing Director, Compliance Data, Innovation and Technology, State Street Rob Mason Director, Regulatory Intelligence, Global Relay Claire O’Sullivan Vice President, Regulatory Advisor and Stakeholder Engagement, FINRA Rupal Patel Co‑Head of Business Development, Acin Alex Posharow Managing Director, Americas Head of Monitoring, Surveillance and Controls, UBS Martina Rejsjo Director of Regulatory Affairs, Eventus Paul Ricci Executive Vice President, Chief Auditor, Corporate Risk & Capital Management, Wells Fargo Greg Ruppert Executive Vice President, Member Supervision, FINRA Marc Sabino Managing Director, Head of Innovation, Internal Audit, Wells Fargo Christopher Scarpati Principal, PwC Amy Shanle Managing Director, Head of Enterprise Change, Resiliency & Sourcing Officer, BNY Mellon Brian Slackman Managing Director - Head of Global Markets Strategy & Business Operations, MUFG Colin Telmer Managing Director, Global Head of Trade Surveillance, Scotiabank Tim Thompson Senior Vice President, Enterprise Risk Management, FINRA John Trapani Global Industry Leader, Financial Services, Appian Chuan Wong Managing Director, Chief Controls Officer, Markets, BNY Mellon
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