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XLoD Global - London 2024

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Plenary Discussion: Regulators' Insights on the Future of Risk Management and Controls

13 Nov 2024
  • How do regulators balance the need to ensure stability while fostering innovation and expansion within the industry?
  • What are the challenges posed by fragmentation in regulation across different jurisdictions, and how can regulators further collaborate to mitigate these challenges and maintain consistency in oversight?
  • How can regulators support firms to manage data privacy concerns while continuing to operate across borders?
  • What measures are being taken to ensure compliance with data protection regulations while facilitating cross-border business activities?
  • What are some of the emerging risks that regulators are currently monitoring, and what proactive steps are being taken to address and mitigate these risks?
Chairperson
David Blunt, Consultant - 1LoD
Speakers
Cliffe Allen, Managing Director, OTC Derivatives - National Futures Association (NFA)
Jamie Bell, Head of Secondary Market Oversight - Financial Conduct Authority (FCA)