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XLoD Global - London 2024


Panel Discussion: Utilising Technology to Navigate the Complexities of Modern Communication Compliance

13 Nov 2024
  • How does the evolution of interactions across various communication platforms impact the capture and monitoring of spoken interactions, and what challenges does this pose for compliance teams?
  • How are surveillance functions addressing the issue of continued conversations across multiple platforms?
  • Trade reconstruction is not new, but should there be a 'communication reconstruction' that can track identity profiles and link external parties through multiple channels?
  • How can data insight capabilities and sentiment analysis play a role in mitigating conduct risk and enabling proactive management of market abuse?
  • Is the development of communication surveillance technology too challenging, and do surveillance practitioners have the skills required to assess traders’ sentiment?