Speakers

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Steven Schluter

Steven Schluter

Executive Director, Global Head of Surveillance Strategy, Morgan Stanley
Schluter is an Executive Director in Morgan Stanley's Compliance Department and the Global Head of Surveillance Strategy. Steve and his teams lead strategic initiatives supporting Morgan Stanley's global surveillance program – implementing global standards and best practices, overseeing the implementation of in-house and vendor-based systems and controls, and governing the on-going operations of the second line monitoring function. In addition to these critical governance functions, he leads initiatives dedicated to improving overall program effectiveness through formal control tuning, optimization and quality assurance functions. As the Head of Surveillance Strategy, his focus is on building an industry leading monitoring and oversight program by embracing emerging technologies, incubating new processes, progressing initiatives to enable a more proactive and “holistic” approach to surveillance, leveraging data and metrics to “connect the dots” across otherwise isolated silos and embedding quantitative analytics in the routine operations of Compliance to more effectively identify risk.