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James Lovatt

James Lovatt

Regional Head of Financial Crime Europe & Asia-Pacific, , TD Securities

James was appointed Head of Financial Crime, Europe and Asia-Pacific in late 2017 to lead the Anti-Money Laundering and Financial Crime function across the region. He is responsible for the strategic direction of the team, interacting with the global TD Securities Anti-Money Laundering unit, as well as day-to-day management of Anti-Money Laundering operations. In 2015, James joined TD and was the European Head of Compliance for TD Securities. He has also led several wholesale compliance teams at firms such as State Street and Investec. He began his career at Price Waterhouse Coopers as a Regulatory Consultant. James obtained a Master’s degree in Financial Regulatory Management from the London Metropolitan Business School and a Master’s degree in Politics from Edinburgh University. He is a Certified Anti-Money Laundering Specialist and a member of the Chartered Institute for Securities and Investment. As a strong supporter of giving back to his local community, James has been a Governor at a Primary School in South West London for several years.

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