Speakers

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Howard Davis

Howard Davis

Managing Director, Head of Market Surveillance Regulatory Risk, State Street

Howard Davis most recently served as Global Head of Market Surveillance. Howard has an international perspective with more than twenty years of experience in the financial services industry “With an impressive mix of industry experience, a deep knowledge of Exchanges, regulation, trading, and proven success in building global programs. Prior to State Street he held the position as Regional Head of Market Surveillance and Conduct at Bank of Tokyo-Mitsubishi., he held a position with the Commodity Futures Trading Commission- Division of Market Oversight in Washington DC. He also held senior executive positions as the Regional Senior Vice President of Euronext Americas-the pan-European Exchange. His prior appointments include Associate Director at NASDAQ and Compliance Examiner at FINRA. He has worked on a number of notable enforcement cases at both CFTC and FINRA, as well as aided the Department of Justice, testifying before the Grand Jury.