Speakers

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Es Nelson-Jones

Es Nelson-Jones

Head of Compliance, Conduct & Financial Crime, NatWest Markets

Es is the Head of Compliance, Conduct & Financial Crime for NatWest Markets & also holds the SMF17 responsibility, Es has responsibility for Compliance & Financial Crime Teams in the Europe, US & APAC.  Es has over 20 years’ experience in the city; she started her career on the KPMG regulatory graduate scheme, then moving onto Credit Suisse, where she undertook a number of roles in Compliance & Financial Crime.  Es then moved onto UBS where she built out an Operational Risk & Control function in the second line.  Es moved on from UBS to join Deutsche Bank as the European Head of Central Compliance, then moving onto the role of Global Head of Regulatory Change.  Prior to her move to NatWest Markets, Es was the European Head of Compliance & Financial Crime for CIBC.