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KYC Deep Dive Agenda

Check out the full agenda below.

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13:15
  1. Debate
    40 mins
    • Who should be responsible for setting the framework and the KYC standards across the 1st and 2nd line?
    • What is the optimum operating model to effectively and responsibly onboard new clients?
    • How do you ensure that the 1st and 2nd line are sufficiently empowered for onboarding and KYC processes?
    • How can the culture be moved away from regular reviews to continuous, perpetual, or hybrid KYC processes?
14:10
  1. Break
    10 mins
14:15
  1. Interactive Roundtable
    40 mins
    These Roundtable Discussions are carefully managed interactive discussions on specific topics. These sessions must be booked in advance.
  2. Interactive Roundtable
    40 mins
    These Roundtable Discussions are carefully managed interactive discussions on specific topics. These sessions must be booked in advance.
  3. Interactive Roundtable
    40 mins
    These Roundtable Discussions are carefully managed interactive discussions on specific topics. These sessions must be booked in advance.
15:00
  1. Break
    5 mins
15:05
  1. Debate
    50 mins
    • To what extent is the implementation of perpetual KYC a realistic process for financial institutions?
    • How can banks optimise technologies for KYC in order to surface potentially more risks in real-time?
    • How can banks demonstrate effective KYC so regulators can be satisfied that suspicious activity is being caught in a continuously monitored process?
    • Can event driven review and legacy KYC processes be integrated for a more streamlined approach?
13:15
  1. Debate
    50 mins
    • Is entity resolution and a single client view achievable with current data resources? Does this facilitate more effective client ownership?
    • Are banks now working with complete data streams and do they provide accurate KYC data to effectively manage and mitigate risk?
    • To what extent do existing technologies enable firms to reduce noise and inefficiencies in KYC processes?
    • How can practitioners maximise the value of technology and its capabilities and ensure explainability for KYC?
    • Can banks create a mature approach for threat typologies and implement peer group segmentation in data?
14:05
  1. Break
    10 mins
14:15
  1. Interactive Roundtable
    40 mins
    These Roundtable Discussions are carefully managed interactive discussions on specific topics. These sessions must be booked in advance.
  2. Interactive Roundtable
    40 mins
    These Roundtable Discussions are carefully managed interactive discussions on specific topics. These sessions must be booked in advance.
  3. Interactive Roundtable
    40 mins
    These Roundtable Discussions are carefully managed interactive discussions on specific topics. These sessions must be booked in advance.
14:55
  1. Break
    10 mins
15:05
  1. Debate
    50 mins
    • How can banks automate the KYC programme whilst incorporating robust risk appetite policies?
    • What are the greatest opportunities for automation in the end-to-end onboarding workflow?
    • To what degree should banks be building their own rather than buying automated KYC processes? How can banks utilise existing vendor technologies to automate more elements of the KYC process?
    • What new skills are necessary in KYC teams to facilitate a fully automated KYC process and provide adequate data analysis to identify risk patterns?
    • Would a more automated KYC process across the industry create an environment that would enable more public-private partnerships?