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Culture & Conduct Deep Dive

Culture & Conduct

Culture & Conduct

CPD

What you can expect

Throughout this virtual deep dive taking place over two days, each with three hours of debates and interactive roundtable discussions for financial institutions, you will have the opportunity to:

  • Benchmark your culture and conduct capabilities against your peers
  • Network with heads of functions responsible for implementing and enhancing culture and conduct
  • Gain critical insights to ensure businesses are compliant with the latest regulations and exchange views with the regulators
  • Interact with fellow delegates using an inter-delegate messaging system available before, during and after the event
  • Take advantage of rewatching, or catching up on missed content, on-demand, during, and for seven days after the event is finished

Culture & Conduct - Post-Event Report 2023

Can banks really align purpose, incentives and ‘good’ culture?

Can banks really align purpose, incentives and ‘good’ culture?

Culture drives conduct. The regulators know it. Banks know it. And it was clear from 1LoD’s Deep Dive that in the large institutions at least, conduct risk is treated very seriously and is an integral part of comprehensive market abuse surveillance, anti-financial crime programmes and broader compliance.

 

Read the full report

Keynote Speaker at the Culture & Conduct Deep Dive 2023

'Key Learnings and the Year Ahead from the New York Fed' was the keynote that opened the Culture & Conduct Deep Dive 2023. It was delivered by James Hennessy, Head of the Governance and Culture Reform Initiative, Federal Reserve Bank of New York. 

Watch it now

 

Keynote speech
 

Who should attend?

Practitioners from Banks and Asset Managers working within:

  • 1st Line Control Functions including:
    • Supervision
    • Risk assessment
    • Control testing
    • Surveillance
  • 2nd Line Practitioners including: 
    • Regulatory compliance
    • Financial crime
  • 3rd Line Internal Audit functions
  • Head of Conduct
  • Head of Conduct Risk
  • Head of Behavioural Science
  • Head of Culture
  • Head of Culture Audits
  • Head of Ethics
  • Head of People
  • Head of Well-being
  • Head of HR
  • Head of Strategy
  • Head of Operations
  • Corporate Responsibility Officers

 

How the Deep Dives work

Networking

  • A series of interactive pre-booked roundtable discussions between financial institutions, moderated by 1LoD
  • An intra delegate messaging system

Roundtables

Private, off the record roundtables are moderated by 1LoD, and attended by delegates from financial institutions who have booked their place in advance. They take place on Zoom. Delegates are sent discussion topics, and an overall structure of the debate in advance to assist the flow of the discussion.

What have others said about attending our virtual events?  

  • "Another great event put on by 1LoD. A diverse group of speakers and backgrounds, coupled with various formats (keynotes, debates, roundtables) for maximum information and engagement. It's always easy to meet new industry contacts and take away new pieces of information."
    Irene Rey
    Global Director, Conduct and Culture, TD Securities
  • "As usual 1LoD did not disappoint, the Culture & Conduct Deep Dive was insightful and topical. The mix of participants from the industry, regulators and thought leaders made for extremely interesting debates and valuable connections."
    Nancy Harrington Jones
    Chief Culture & Conduct Officer for the Americas, Société Générale
  • "The Culture & Conduct Deep Dive virtual event was excellent: professionally run and containing thought-provoking content."
    David Francis
    Independent Contributor, Former Head of Whistleblowing, Deutsche Bank
  • "The quality of the discussions at 1LoD is always of the highest quality; which reflects the preparation and professionalism of 1LoD, and its ability to attract knowledgeable experts."
    Ruth Steinholtz
    Managing Partner, AretéWork & Author

Do you have a product or service that could benefit the audience?

Join the leading firms that are benefiting from the sponsorship and marketing opportunities available.

Contact Andrew Lennon now for details:
andrew.lennon@1lod.com 
+44 (0)7914 215 980
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