Knowledge Hub

In our Knowledge Hub you can find lots of insightful reports, covering a variety of challenges and topics of interest for the 3 lines of defence. You can browse through all the content or select a filter to see specific topics within the Knowledge hub.
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  • The traditional know your customer, or KYC, process is changing. The core customer due diligence (CDD) and enhanced due diligence (EDD) processes will need to provide a more continuous, risk-based rev ...
  • Some banks run surveillance from the 1st line, but for most banks it’s a 2nd line function – and for many, the distinction is not important. What they are struggling with is the traditional basket of ...
  • The need for next-generation voice surveillance programmes is becoming ever more urgent. A recent, significant enforcement against J.P. Morgan Securities and a more transparent regulatory stance have ...
  • 1LoD gathered professionals from across North America in March for a virtual deep dive into the current state of play in energy trading surveillance. With senior representation from the regulators, pr ...
  • Read our report to find out what your peers think on a number of issues and benchmark. Of the emerging risk types, ESG topped attendees’ priority lists. The key findings were startling...
  • Listen to the podcast: "AML makes breakthrough in technical compliance" below. This part of the Financial Crime Roundtable report series.   
  • 1LoD’s recent roundtable on anti-bribery and corruption revealed concerns over data, new risks, overall policy and the current ownership of ABC risk itself. So, where does most ABC risk lie and what d ...
  • Russia’s invasion of Ukraine is a timely reminder of just how important it is to get sanctions screening right – no easy task given that this is a complex, fast-evolving area in the field of financial ...
  • Financial institutions have struggled to design and build successful anti-money laundering programmes, their efforts hampered by political ambivalence, limited regulatory resources, and complex operat ...
  • View 'Emerging Trends in Culture Reform: The New York Fed’s Perspective', a keynote from James Hennessy, Senior Vice President, Head of Culture Initiative, Federal Reserve Bank of New York.