Knowledge Hub

In our Knowledge Hub you can find lots of insightful reports, covering a variety of challenges and topics of interest for the 3 lines of defence. You can browse through all the content or select a filter to see specific topics within the Knowledge hub.
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  • After a year of record fines, banks will be going into 2021 keen to future-proof their controls, culture and their tech. Ideal Prediction has a solution.
  • Most financial institutions know that data embedded in email and other forms of communication have the potential to transform market abuse programmes. They also know that they can use AI-based technol ...
  • Buy-side institutions feel they are under less pressure to re-engineer their surveillance processes – whether from regulators or as a result of alert fatigue – than sell-side firms. But now that hybri ...
  • Energy trading: a new frontier in surveillance Energy trading, which encompasses activities from emissions to derivatives, has some way to go before it catches up with surveillance in the financial se ...
  • US heads of surveillance discussed challenges and priorities at 1LoD’s Surveillance Leaders Network in New York in December.    
  • The challenges faced by those in supervision, surveillance and broader compliance and risk and control functions require a data first approach. This is more easily achieved if business chiefs realize ...
  • Across a broad range of technologies, including compliance communication surveillance solutions, buy vs build is an increasingly false dichotomy. Faced with the need to comply with rapidly evolving re ...
  • To prevent financial crime, banks typically depend on a series of distinct functions, with clearly separate staff, processes and technologies. This silo arrangement is often blamed for any inefficienc ...
  • Firms are focused on addressing the quality of risk data through accountability, transparency and control, while also confronting an expanded set of interconnected risks and heightened supervisory and ...
  • Solving the next big conduct challenge 1LoD’s recent Deep Dive on ESG Risk Across the Three Lines of Defence brought together professionals from Europe, the US and Asia to share their views on the rel ...