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Check out the full agenda below.
13:00
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Keynote5 mins
13:05
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Keynote10 mins
13:15
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Debate50 mins
- Can surveillance functions effectively detect cross market abuse without consolidating and continuously monitoring trade and order activity across all instruments and markets?
- How can banks improve risk assessments to take cross-product market abuse into account?
- Is liquid fixed-income / rates the right place to start? What about complex and/or illiquid asset classes?
- Should inter-venue trading manipulation be considered an equal risk to cross-product manipulation?
- What options are there for banks to deploy new technology to detect cross-product market abuse?
14:05
-
Break10 mins
14:15
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Interactive Roundtable40 minsThese Roundtable Discussions are carefully managed interactive discussions on specific topics. These sessions must be booked in advance.
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Interactive Roundtable40 minsThese Roundtable Discussions are carefully managed interactive discussions on specific topics. These sessions must be booked in advance.
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Interactive Roundtable40 minsThese Roundtable Discussions are carefully managed interactive discussions on specific topics. These sessions must be booked in advance.
14:55
-
Break10 mins
15:05
-
Debate50 mins
- How much value is there to be gained from aligning transaction monitoring and trade surveillance?
- Is there a regulatory expectation that banks are breaking down siloes to identify hidden threats?
- Do these alignment initiatives deliver technology budget savings or simply the better identification of risk?
- Are traditional trade surveillance systems sophisticated enough to encompass this additional responsibility?
- How can this integration become a reality? Is the data, the systems and processes or the organisational construct all key?
- Does the convergence of trade surveillance and financial crime present an opportunity for banks to take a more risk-based approach?
15:55
-
Keynote5 mins
13:00
-
Keynote5 mins
13:05
-
Keynote10 mins
13:15
-
Debate50 mins
- Where have banks identified the most significant abuse risks in fixed-income markets?
- How are banks breaking the data challenges in fixed-income into manageable steps?
- Should banks be building dedicated fixed-income surveillance technologies or repurposing and recalibrating equity-based systems?
- How can surveillance teams better understand fixed-income traders' risk positioning to better leverage the power of existing surveillance frameworks?
14:05
-
Break10 mins
14:15
-
Interactive Roundtable40 minsThese Roundtable Discussions are carefully managed interactive discussions on specific topics. These sessions must be booked in advance.
-
Interactive Roundtable40 minsThese Roundtable Discussions are carefully managed interactive discussions on specific topics. These sessions must be booked in advance.
-
Interactive Roundtable40 minsThese Roundtable Discussions are carefully managed interactive discussions on specific topics. These sessions must be booked in advance.
14:55
-
Break5 mins
15:00
-
Debate55 mins
- Is the emphasis for surveillance applications to fall within the scope of ‘model risk’ driven by regulators, internal audit, compliance or another driver?
- How can onboarding to model governance impact the effectiveness of trade surveillance capabilities? Are the risk management benefits proportionate to the costs of meeting the required standards?
- Do trade surveillance SMEs have the necessary skills to manage the relationship with model risk management teams given the more qualitative nature of surveillance models compared to traditional quant areas such as valuations or algo trading?
- Does the effort involved with model governance change the typical build vs buy decision making process when considering new surveillance capabilities?
15:55
-
Keynote5 mins
What have your peers said about our virtual events?
"The XLoD event was an industry leading event hosted professionally, and bringing in industry leaders and experts from all over the globe to actively debate and share their views on relevant and important topics - for the benefit of firms, individuals and the industry at large. Look forward to the next one!"
Ian Blair, Managing Director, Global Head of Surveillance, Credit Suisse
"With XLoD, the 1LoD team has once again succeeded in staging what I consider to be the premier conference event for the controls community."
Paul Clulow-Phillips, Managing Director, Co-Global Head of Markets Compliance & Global Head of Capital Markets Surveillance, Société Générale
"XLoD had a great line up of presenters and a wide range of views which provided informative and thought provoking content"
Joanne Crofskey, Head of Business Risk & Controls, ANZ
"XLoD was a great event with thoughtful content."
Terri Duhon, Chair of the Board, Investment Management EMEA, Morgan Stanley
"An amazing conference bringing a global perspective on Controls and great opportunity to network worldwide!"
Nathalie Risacher, Global Head Culture & Conduct, Natixis
"XLoD was extremely well organised, seamless for presenters and really useful content for delegates"
Nigel Kirby, Head of Group Financial Intelligence Unit, Lloyds Banking Group
"Great event as always and this time was special as we were able to connect with a wider stakeholder group across multiple time zones. The content was relevant and we had healthy and varying points of view - keep it up, great job!!"
Rajeev Chib, APAC COO Investor Sales, Citigroup
"Top class speakers at a worldwide event. Every audit professional should attend."
Gijs Borghouts, Chief Auditor, Corporate Banking, Risk & Finance, NatWest Group
“Many thanks to all at XLOD for organising a really successful event. The opportunity to gather as an industry to discuss and share our experiences of managing risk during recent times was much needed.”
Chris Hannaford, Executive Director, EMEA, Head of Surveillance and Strategy, Nomura