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Welcome to the XLoD Global 2022 interactive agenda. Please use the filter button to change the visibility of topics and types of features that were on offer each day. To return to the full agenda, showing all streams please remove filters using the ‘x’ button.
09:00
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Interactive RoundtableAre banks moving towards a standardisation of the non-financial risks being managed by 1st line control functions? Is the ability to increase forward-looking assessments of emerging risks compatible w ...
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Interactive RoundtableAre supervisory controls adapting quickly enough to address the changing landscape of conduct risk? Can effective management of conduct risk be used as a competitive advantage? What are the potential ...
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Interactive RoundtableHow can the industry develop standardisation for surveillance risk assessments (SRA’s)? What is the regulatory expectation globally for the scope of an SRA? Should SRA’s be completed by the business o ...
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Interactive RoundtableTo what extent is data still the most significant challenge facing ESG? How can financial institutions leverage effective AI to make ESG criteria more robust, systematic and reliable? How does mining ...
09:45
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Interactive RoundtableAs surveillance tools are now being reclassified as ‘risk models’ does this mean a higher requirement of governance and control is needed? Is the emphasis for surveillance technology to be captured un ...
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Interactive RoundtableWhat are the challenges that leaders and their executive teams face in leading culture/behavioural change? How well equipped are leaders to cope with the challenges of leading change? How should banks ...
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Interactive RoundtableShould 1st line control functions be undertaking manual control testing? Where have 1st line control functions leveraged testing automation technology from their 2nd Line/ Internal Audit peers? Are ba ...
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Interactive RoundtableHow can banks ensure desiloisation of the three lines in order to establish effective resilience governance? How can Operational Resilience teams ensure their programmes are embedded into the business ...
10:30
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Interactive RoundtableHow are banks ensuring coverage of communication channels which are routinely releasing updates with new functionality? How can firms surveil the ability to drop documents and other forms of communica ...
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Interactive RoundtableWhy is it important to consider culture when formulating purpose and strategy - and how does your firm do this? What is the link between customer trust, leaders' authenticity, and a strong culture? Wi ...
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Interactive RoundtableWhat are the greatest opportunities for risk and control functions across the enterprise to work more effectively together? As a senior practitioner in a risk and control function, how much should you ...
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Interactive RoundtableWhat are the regulatory expectations for managing risk data across the 3 lines of defence? How can banks ensure robust data quality is maintained? To what extent are there opportunities to unlock data ...
11:15
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Interactive RoundtableTo what extent can surveillance practitioners globally converge on a golden standard practice for surveillance? What lessons can be learnt from the recent regulatory fines and what impact will the fin ...
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Interactive RoundtableAre there key supervisory controls which banks should be focusing on? Which controls provide the biggest return on investment? To what extent does the siloisation of risk management across the lines o ...
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Interactive RoundtableAs ESG risk is not a fully stand-alone risk type, how can practitioners understand the influence of ESG on non-financial risks? How should risk management methods and processes be amended to consider ...
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Interactive RoundtableIdentifying where there is “market abuse risk” in an IOI and ensuring it is captured Is the solution to ensure capture of as much data as possible? What is the scope of regulatory expectations globall ...
13:00
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Interactive RoundtableWhat are the different approaches firms are taking to incorporate behavioural science within their existing control frameworks? Should banks be hiring a Chief Behavioural Officer? What insights does b ...
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Interactive RoundtableHow can financial institutions get assurance that ethics programs are driving the right outcomes? How can firms measure conformance to conduct standards across the organization and all three lines? Wh ...
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Interactive RoundtableWhere is the industry in moving towards real-time risk identification and remediation? Is there a business appetite to invest in the technology needed to provide supervisors with real time alerts? Is ...
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Interactive RoundtableHow are Trade Surveillance functions dependent on 1st line in building curve data and getting market data? Where are banks at breaking down siloes? What opportunities are there to consolidate and int ...
13:45
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Interactive RoundtableWhat are the continued risks for Supervisors with their employees working remotely from either an alternate site or at home? How can financial institutions demonstrate to regulators that they have ef ...
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Interactive RoundtableTo what extend should banks be extending their surveillance programs to non-Sales & Traders for potential misconduct? To what extent can surveillance teams justify a risk-based approach to the channel ...
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Interactive RoundtableTo what extent does limiting communication activities to certain official channels, reduce potential efficiencies and push more employees to use unofficial channels? While relationship maps can help t ...
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Interactive RoundtableHow can IA teams manage the new risks associated with the changing work patterns of both staff and auditees and economic relocations? How should financial institutions be leveraging advanced analytics ...
14:30
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Interactive RoundtableWhat remediation steps should banks take in response to the recent focus on unapproved channel communications by the regulators? What additional supervisory controls are required to prevent employees ...
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Interactive RoundtableHow should banks be building capabilities to capture, store and index required communications data from unrecorded media? How can surveillance functions keep up with emerging new social platforms? Can ...
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Interactive RoundtableWill regulators globally converge on best practice for surveillance regulation? Is it possible for banks to deploy a global, ‘golden standard’ across all regions? How can you have confidence that the ...
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Interactive RoundtableWhat is best practice when integrating resiliency risks into a conduct risk framework? How can banks identify the people, data, systems and processes that support key business services, and map these ...
15:15
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Interactive RoundtableHow can 1st line control functions free up the appropriate resource to focus on high value and emerging risks? How can Risk & Control functions mitigate the siloisation of controls to remove redundant ...
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Interactive RoundtableHave Insider Risk controls adapted successfully for remote working models? What are the opportunities for better collaboration across risk functions to effectively manage insider risk? How should bank ...
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Interactive RoundtableHow can banks better identify patterns and trends to identify root causes of misconduct? How can firms strengthen efforts to measure and monitor culture? Is the additional policing of individuals beco ...
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Interactive RoundtableTo what extent can existing risk and control functions manage the anonymity inherent in digital assets? Does lack of ownership transparency impact sanctions compliance? How can banks deal with the lac ...