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Surveillance London 2020

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Surveillance within financial institutions has historically been viewed as a compliance function of limited value, often being conducted in low-cost, anonymous locations by relatively junior employees.

Since 2012 that situation has changed. A combination of the financial crisis, high-profile misconduct issues and punitive action by the regulators has resulted in a paradigm shift in attitudes towards conduct in the industry. Financial Institutions have since invested considerably in building up large, sophisticated surveillance teams both in compliance and increasingly in the business itself.

The Surveillance Summit London in March 2019 was the first practitioner-led event held for this nascent sector, bringing together over 200 surveillance leaders, their direct reports, peers from other areas of the financial institutions, the regulator, external experts, and the leading technology and service providers.  The Surveillance Summit London 2020 will be even bigger.

Building on its huge success in London and New York, on 18th March 2020 the 2nd Annual Surveillance Summit London will be held, establishing itself as the go-to event for members of the Surveillance community where practitioners can gather, network and learn as the sector undergoes unprecedented change.

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200+

Delegates

40+

Speakers

20+

Sessions

15

Exhibitors

2020 Surveillance Benchmarking Survey & Report

2020 Surveillance Benchmarking Survey & Report

Read the most comprehensive insight into the state of the surveillance function across the entire industry. 

Based on an international benchmarking survey collecting the views of industry-leading experts from 15 of the largest financial institutions globally, The 2020 Surveillance Benchmark Report provides a unique insight into the maturity and development of surveillance functions over the last 12 months, as well as predictions for the future. Including in-depth commentary from regulators, practitioners, consultants and technology experts, it is the only report for professionals in the industry. 

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Speakers

Summit Agenda

To view the current agenda for summit, featuring all sessions, speakers roundtables and more, please fill in the form below. If you have any issues please do not hesitate to contact us. 

What do people say about the Surveillance Summit?

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  • “With first class organisation and truly relevant content, the 1LoD surveillance conference is the annual “go to” event for all surveillance and monitoring practitioners.”
    Robert Hammond
    Global Head of Surveillance, Global Banking and Markets, HSBC
  • “A topical and interesting event attended by experienced exponents from each of the key monitoring stakeholder groups with a speaker list whose views were valuable and interesting.”
    Robert Mason
    Global Head Market Conduct Monitoring Capabilities, UBS
  • “Informative and insightful to inform our own future strategy. Very worthwhile day. ”
    Ed Massey
    Head of Front Office Control Function, CB Markets, Lloyds
  • “The 1LoD Surveillance Summit was well organised and extremely well attended. The key note speakers were excellent and open and I took a lot away from the day.”
    Ricky Crump
    Head of 1LoD Monitoring & Surveillance, Europe & Americas, Westpac
  • “1LoD has cornered the market with this industry's communities. They have the knowledge and relationships to consistently deliver outstanding events and content.”
    James Ollerenshaw
    Director of Content Marketing, Digital Reasoning
  • “Excellent mix of keynote addresses and speakers and topics.”
    Paul Coles
    Market Abuse Surveillance Manager, State Street

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