Speakers

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Stephen Chan

Stephen Chan

Executive Director, Head of Front Office Supervision, Conduct and Control, Global Markets, Asia ex Japan, Nomura

Stephen is an Executive Director at Nomura.  Stephen is responsible for Front Office Supervision, Conduct and Control in Global Markets Asia ex Japan, promoting and coordinating effective supervision across Global Markets, subject to regional compliance requirements, and embedding a robust and formalised approach to supervision, conduct and control within GM's culture.

 

Prior to joining Nomura, Stephen was the Asia Pacific Head of the Trade Control Function at HSBC, which was a specialist oversight function in the risk of unauthorised trading activities. Before this, Stephen qualified as a Chartered Accountant with PwC before spending 10 years at Morgan Stanley in London where he held positions including Non-Market Risk Management in the Fixed Income Division and Internal Audit.