Scott Levine is a Director in PwC’s Financial Services Advisory practice, specializing in the capital markets sector where his clients include several G-SIBs and large investment banks. Scott has advised clients on a variety of initiatives spanning the three lines of defense. This includes designing processes, controls, and reporting used by front office supervisors, documenting and rationalizing written supervisory procedures, and enhancing clients’ supervisory toolsets (e.g., dashboards, workflow tools, case management, etc.). Scott has also assisted his clients with regulatory compliance objectives, including the design and implementation of Swap Dealer and Volcker Rule compliance programs, market conduct initiatives, and compliance with the FX Global Code of Conduct.
In addition to assisting clients, Scott has contributed to several of PwC’s publications on topics related to the front office supervisory framework, Volcker Rule, and resolution planning.
Prior to joining PwC, Scott was Vice President and Counsel at RBS where he provided legal advice on a range of Dodd-Frank regulatory issues, as well as advised the debt capital markets business.