Speakers

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Scott Burke

Scott Burke

Regulatory Product Manager, RIMES Technologies

Joining RIMES in 2018, Scott Burke is helping translate the RIMES core data expertise to serve regulatory needs. Scott brings a passion for technology-driven solutions. He brings a forward-thinking compliance-risk mindset, with a focus on enabling supervision and surveillance personnel to perform data-driven analysis. Prior to joining RIMES, Scott spent eleven years in the Capital Markets regulatory space as a Compliance Officer, serving in multiple advisory and surveillance capacities. Scott most recently covered capital markets advisory and surveillance for Janney Montgomery Scott LLC in Philadelphia. Prior to Janney, Scott was instrumental in building a surveillance program at ICAP North America, the world's largest fixed income inter-dealer broker at the time. He began his career in several compliance roles within Bank of America-Merrill Lynch. He attained his FINRA Series 4, 7, 24, 53, 55, and 66 licenses during his time as a Compliance Officer and also continues to serve in the U.S. Navy Reserve.