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Scott Anderson

Scott Anderson

Managing Director & Chief Compliance Officer, Americas, Société Générale

Scott Anderson is a Managing Director and Chief Compliance Officer for the Americas at Société Générale.  In this role, Mr. Anderson is responsible for all areas of Compliance across the business lines throughout the region and serves as a member of the firm’s Americas Executive Committee.  

 

Mr. Anderson joined Société Générale in December 2019 after previously working for UBS from 2015, where he served as the Americas Head of Compliance and Operational Risk Control for the Investment Banking Division, and later in the same role for the Wealth Management Division.  

 

Mr. Anderson joined UBS in 2015 from Fidelity Investments, where he was a Senior Vice President and Head of Compliance for the Fidelity Capital Markets Division.  He was formerly employed by UBS for twelve years in leadership roles within the Compliance Department and as an Equities attorney within the Legal Department.  He also worked as an attorney in the Legal Department of JP Morgan Chase.  

 

Earlier in his career, Mr. Anderson was an attorney in Nasdaq's Office of General Counsel where he advised management and industry participants on Nasdaq's trading rules, directed rule approvals before the SEC, and served as counsel in Nasdaq's international business arrangements in Japan and Canada.   He began his career in the Enforcement Department of NASD Regulation (FINRA). 

 

Mr. Anderson earned a Bachelor of Arts degree from the University of Richmond, a Juris Doctor from the University of Tennessee College of Law, and a Master of Laws (LLM) in Securities and Financial Regulation from Georgetown University Law Center.