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Rob Mason
Director, Regulatory Intelligence,
Global Relay
Rob previously worked as a compliance manager at LBG and UBS where he was responsible for global oversight of market abuse monitoring including trade and comms surveillance.
Before that he spent 5 years with the FCA in the team which was initiated to supervise the MAR so reviewing and examining all regulated firms’ surveillance capabilities aligned with regulatory expectations. Previously Rob had a trading background with ten years specialising in on-exchange derivatives.
Sessions
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24-May-2022DebateDebate: Coverage for Communication Surveillance
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16-Nov-2022Debate: Leveraging Voice Monitoring in Conduct Risk Management
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11-Jun-2024Panel Discussion: Understanding Regulatory Expectation for Communication Surveillance
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15-Nov-2023Panel Debate: Navigating the Future of Surveillance Operations in Compliance and Risk Management