John McGinn is the Head of Compliance Surveillance at Deutsche Bank and a member of the Compliance ExCo. As Head of Compliance Surveillance, John has responsibility for the global Surveillance team as well as overseeing Unauthorised Trading as part of his mandate. His remit includes the ongoing delivery of the “change the bank” strategy, managing the “run the bank” processes and managing and delivering our regulatory commitments. John is a key control partner to the business divisions and, with his team, partners closely with business line compliance teams, Compliance Technology, and the broader Compliance organisation.
John has significant business and risk management experience, across both the first and second lines of defence. He was previously the Head of the Business Control Unit for FIC and also headed the Market Conduct Program. Earlier in his career John spent a number of years in the Bank’s Finance organisation and is a qualified accountant.