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Daniel Veale

Daniel Veale

Head of Monitoring, Surveillance & Controls, Americas, UBS
Dan is the Americas Head of Monitoring Surveillance & Controls at UBS, responsible for the surveillance activities covering Market Conduct, Client Related, and BSA/AML risks, as well as Electronic Communication monitoring. Additionally, he is the Service Delivery Head for Group Compliance and Regulatory Governance for UBS's Nashville Business Service Center. Prior to his roles in compliance, Dan spent ten years in Equity Derivative Trading.