Director, Trading Business Management, TD Securities
Charles Rose is currently a Director and Head of Global Markets Supervision within Trading Business Management at TD Securities in New York. In this capacity he proactively supports TD Securities Global Markets supervisors with developing, executing and managing the 1LoD supervision framework; as well as integrating First Line operating policies and governance programs aligned with Bank policies and risk appetite. In addition to global Fixed Income supervision, he is accountable for the First Line Business Compliance Programs including Swap Dealer, Volcker and the FX, Metals, and Money Markets Codes of Conduct. Charles joined TD Securities in June 2011 as a Senior Business Manager for US Equities and Fixed Income activities. Prior to TD Securities, Charles worked as a Business Manager in Fixed Income Currencies and Commodities Trading at Barclays Capital. He began his career as an Internal Auditor at JP Morgan Chase and subsequently held senior Audit roles at Credit Suisse and Barclays Capital in New York.