Speakers

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Andrew Garnett

Andrew Garnett

Head of Compliance, Royal London Asset Management
Andrew has spent much of the last 22 years in leadership roles for compliance functions in organisations such as Swiss Re, M&G, PIMCO, UBS, Goldman Sachs and HSBC. In late 2017 Andrew was approached about establishing a First Line Compliance team at Royal London Asset Management and joined the firm in April of last year. The team is 9 strong covering close and continuous monitoring (guideline surveillance, trade surveillance, conflicts etc) and also regulatory advice.