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How have financial institutions ensured that the monitoring of personal mobile devices in the home working environment is on par with the office regulated space? How do you mitigate the risks associated with unmonitored communications? This Digital Debate – the first of 2021 – will answer these questions and more. With a large number of 1st line staff still working from home at the start of 2021, join this debate to understand how your peers are tackling these issues and what the regulators are saying. The debate will be opened by Jon Kroeper, Executive Vice President, Quality of Markets, FINRA.
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What are people saying?
"The 1LoD briefings not only bring together like-minded people from the 3 lines of defence, but they also bring together sell-side and buy-side participants."
David Hagan, Head of 1st Line Risk, Controls & Assurance, M&G Investments
"Good event with an engaging discussion."
Nick Lovett, Managing Director, Global Markets Controls Officer and GM EMEA COO, Credit Suisse
"It was great see a cross-section of the 1st, 2nd and 3rd Line Risk community come together to discuss relevant topics and have quality discussions facing the industry."
Colin Vaughan, Head of Business Management, Asia, National Australia Bank
"The first virtual 1LoD debate I have attended. Very thoughtful discussion and insights into similar challenges and solutions."
Peter Brand, Senior Vice President, Global Fund Services Control, EMEA, Northern Trust
“I really appreciated the opportunity to hear from so many colleagues in the first line and beyond. Clearly we have a lot to talk about!”
Ruth Kemmer, Managing Director, Global Head of Front Office Supervision, Global Markets, Nomura
"A very helpful roundtable of fellow practitioners and thought-leaders - insightful and engaged discussions."
Alan Leigh, Managing Director, Global Banking & Markets, Bank of America Merrill Lynch