The 1LoD Summit is the world’s leading event dedicated to the front office risk and control function within financial institutions. It is designed for senior practitioners working in control functions in the 1st line of defence and their peers in the 2nd and 3rd lines of defence interested in interoperating with them more effectively. The last event attracted more than 250 people. This year’s event will be even bigger and better.



Blunt, David pic_edited.jpg

David Blunt,

Head of Conduct Specialists Department,

Financial Conduct Authority

Nick Leeson pic Credit Andrew Downes_edi

Nick Leeson,

Rogue Trader, 

Former Barings Trader

D Jarvis headshot_edited.jpg

Darren Jarvis

Managing Director, ICG Risk and Control Head,


Ruth Kemmer pic_edited.jpg

Ruth Kemmer

Managing Director, Global Head of Front Office Supervision, Conduct and Control, Global Markets,


Brodie, Andrew pic_edited.jpg

Andrew Brodie

Global Head of Front Office Conduct Surveillance,

BNP Paribas   

Jolley, Rupert photo.jpg

Rupert Jolley

Managing Director, Global Banking and Markets Chief Control Officer, HSBC

René Carayol MBE,

Business and Leadership Advisor 

Leigh, Alan pic_edited.png

Alan Leigh, 

Managing Director, Global Banking & Markets, 

Bank of America


Summit Agenda

To view the current agenda for summit, featuring all sessions, speakers roundtables and more, please fill in the form below. If you have any issues please do not hesitate to contact us. 

Exclusive Sponsor Content

Below you can access exclusive content from our sponsors. Content includes: 

  • Deloitte: The global framework for fighting financial crime

  • Deloitte: Algorithmic Trading Risk Control Framework

  • Deloitte: EU Benchmark Regulation

  • Deloitte: IBOR Transition - Regulatory and Industry Update

  • DeloitteUnderstanding the regulatory update for brokers in wholesale markets

  • Deloitte: Wholesale Markets Code of Conduct

  • Deloitte: MiFID II RTS 6 Requirements

  • SOTERIA: The Journey of Compliance and Surveillance

  • SOTERIA: Regulatory Compliance – The ‘Fire Alarm’ Test for Financial Services

  • Accenture: From Pressure Comes Clarity

  • Accenture: Intelligent Automation and Advanced Analytics

  • Accenture: LIBORATION

  • Business Systems: How to find a way out of the call recording jungle

  • Business Systems: Why communications compliance is a priority

  • Galaxy Advisors: Condor Increases NPS

What do people say about the 1LoD Summit?

Lead Sponsors


Associate Sponsors


Register Now

Delegate Rate for Financial Institutions

£1295 + VAT

Delegate Rate

£1995 + VAT

If you wish to receive information about the marketing opportunities available please contact as there may be special deals available.

Delegate Package Includes

  • Access to all the main speaker sessions

  • Opportunity to actively participate in small break out discussion groups NB you choose which discussions you wish to join prior to the event

  • All breakfast, lunch and refreshment breaks

  • The 1LoD Summit Drinks Reception

  • Opportunity to pose questions directly to speakers (even before the conference!)

  • Opportunity to participate in live industry polls and receive the results after the conference in a post event report

  • Digital content in the period before the event

Intelligence for Risk and Control Professionals

Tel: +44 (0) 2071124930

“1LoD” and the 1LoD logo are registered trademarks and the property of 1LoD Ltd.