Knowledge Hub

In our Knowledge Hub you can find lots of insightful reports, covering a variety of challenges and topics of interest for the 3 lines of defence. You can browse through all the content or select a filter to see specific topics within the Knowledge Hub.
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  • 1LoD gathered professionals from across North America in March for a virtual deep dive into the current state of play in energy trading surveillance. With senior representation from the regulators, pr ...
  • Read our report to find out what your peers think on a number of issues and benchmark. Of the emerging risk types, ESG topped attendees’ priority lists. The key findings were startling...
  • Listen to the podcast: "AML makes breakthrough in technical compliance" below. This part of the Financial Crime Roundtable report series.   
  • 1LoD’s recent roundtable on anti-bribery and corruption revealed concerns over data, new risks, overall policy and the current ownership of ABC risk itself. So, where does most ABC risk lie and what d ...
  • Russia’s invasion of Ukraine is a timely reminder of just how important it is to get sanctions screening right – no easy task given that this is a complex, fast-evolving area in the field of financial ...
  • Financial institutions have struggled to design and build successful anti-money laundering programmes, their efforts hampered by political ambivalence, limited regulatory resources, and complex operat ...
  • View 'Emerging Trends in Culture Reform: The New York Fed’s Perspective', a keynote from James Hennessy, Senior Vice President, Head of Culture Initiative, Federal Reserve Bank of New York.
  • Banks are under pressure to improve the efficiency and effectiveness of their surveillance processes. Many of them are looking at ways to aggregate intelligence gleaned from invariably separate e-comm ...
  • After a year of record fines, banks will be going into 2021 keen to future-proof their controls, culture and their tech. Ideal Prediction has a solution.
  • Most financial institutions know that data embedded in email and other forms of communication have the potential to transform market abuse programmes. They also know that they can use AI-based technol ...
  • Buy-side institutions feel they are under less pressure to re-engineer their surveillance processes – whether from regulators or as a result of alert fatigue – than sell-side firms. But now that hybri ...
  • Energy trading: a new frontier in surveillance Energy trading, which encompasses activities from emissions to derivatives, has some way to go before it catches up with surveillance in the financial se ...