The 1LoD Summits are the world’s leading events dedicated to the front office risk and control function within the business. Topics include Supervision, Control Assurance, Conduct Risk, Surveillance and much more.


The 2019 Asia 1LoD Summit gathered over 70 senior industry professionals from leading financial institutions and the regulator. To read a summary of what was discussed at the last event, view audience polls and find out who attended you can download the post-event report here.


The 2020 Summit will be even larger, combining keynote presentations, panel discussions, workshops, boardroom style interactive sessions, intimate roundtable discussions and an exhibition of the leading technology and services in the market.

The Summit will also feature the latest audience interaction technology to ensure maximum engagement between speakers and delegates, even before the event.

The 1LoD Summit is designed for those working in risk and control functions in the front office and individuals working in the 2nd and 3rd lines of defence interested in how they can work most effectively with their peers in the 1st line. 



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Alan Au, 

Executive Director, Banking Conduct, 

Hong Kong Monetary Authority

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Nick Leeson,

Rogue Trader, 

Former Barings Trader

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Lin Lu, 

Chief Controls Officer, Executive General Manager, 

National Australia Bank

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Andrew Brodie

Global Head of Front Office Conduct Surveillance,

BNP Paribas   

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Stephen Chan,

Executive Director, Head of Front Office Supervision, Conduct and Control, Global Markets, Asia ex Japan,


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Sukh Nijjar, 

Managing Director, Head of Controls APAC, 

J.P. Morgan

Summit Agenda

To view the current agenda for summit, featuring all sessions, speakers roundtables and more, please fill in the form below. If you have any issues please do not hesitate to contact us. 


2019 Summit Post-Event Report

To get a copy of the 2019 post-event report, just fill in your details below: 

Access the Post-Event Report

Lead Sponsor


Associate Sponsor

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Delegate Rate for Financial Institutions

Delegate Rate

$1295 USD

$1995 USD

If you wish to receive information about the marketing opportunities available please contact as there may be special deals available.

Delegate Package Includes

  • Access to all the main speaker sessions

  • Opportunity to actively participate in small break out discussion groups NB you choose which discussions you wish to join prior to the event

  • All breakfast, lunch and refreshment breaks

  • The 1LoD Drinks Reception

  • Opportunity to pose questions directly to speakers (even before the conference!)

  • Opportunity to participate in live industry polls and receive the results after the conference in a post event report

  • Regular digital content in the period before the event



Intelligence for Risk and Control Professionals

Tel: +44 (0) 2071124930

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