Building on the huge success of the London and New York 1LoD summits, the Hong Kong event will be the first Asia-focused independent conference for the newly created control functions in the first line of defence. These control functions are employed by and located within the front office of the markets and banking divisions of investment banks.

1LoD will gather over 80 professionals for a one day event combining keynote presentations, panel discussions and  intimate interactive roundtable discussions about the market. The Summit will feature the latest audience interaction technology to ensure maximum engagement between speakers and delegates, even before the event.


To find out more about previous 1LoD summits, please click here.




Alan Au, 

Executive Director, Banking Conduct,

Hong Kong Monetary Authority


Mark Satterthwaite, 

Managing Director, Interim Head of APAC Independent Compliance Risk Management (ICRM), 


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Tom Hardin

known as “Tipper X,” was the lead FBI informant at the heart of the Galleon Group insider trading scandal, becoming one of the most prolific informants in US securities fraud history.

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Stephen Chan,

Executive Director, Head of Front Office Supervision, Conduct and Control, Global Markets, Asia ex Japan,


Keith Lim

Chief Auditor, APAC, 

Deutsche Bank

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Chien Chien Wong 

Managing Director, Chief Operating Officer, Asia Pacific Division, 

Credit Suisse

Exclusive Sponsor Content

Below you can access exclusive content from our sponsors. Content includes: 

  • Digital Reasoning: Conduct Surveillance Information Sheet

  • Digital Reasoning: The ROI of AI: How Intelligent Technology Transforms Enterprise Surveillance in the Innovation Age

  • EY: Accelerating digital transformation - Four imperatives for risk management

  • GD Financial Markets: Delivering proactive Operational Risk Management (ORM) through the Chief Control Office (CCO)

  • GD Financial Markets: Operational Resilience – Practical Implications for the 1st Line

Summit Agenda

To view the current agenda for summit, featuring all sessions, speakers roundtables and more, please fill in the form below. If you have any issues please do not hesitate to contact us. 



Register Now

Delegate Rate


Delegate Rate for Financial Institutions

$1995 USD


$1195 USD

If you wish to book multiple delegate places or receive information about the marketing opportunities available please contact as there are special deals available.

Delegate Package Includes

  • Access to all the main speaker sessions

  • Opportunity to actively participate in small break out discussion groups NB you choose which discussions you wish to join prior to the event

  • All breakfast, lunch and refreshment breaks

  • The 1LoD Drinks Reception

  • Opportunity to pose questions directly to speakers (even before the conference!)

  • Access to the 1LoD App which includes an intra-delegate messaging system

  • Opportunity to participate in live industry polls and receive the results after the conference in a post event report

  • Regular digital content in the period before the event

Intelligence for Risk and Control Professionals

Tel: +44 (0) 2071124930

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