Join The Financial Crime Summit

Be the first to hear when tickets go live

Register my interest for The Financial Crime Summit - New York 2025

The Financial Crime Summit - New York is a unique opportunity to hear from leading banking practitioners who are pioneering best practice in tackling economic crime globally.

Plenary sessions will highlight how strategic objectives can be achieved, focusing on how financial crime teams are moving away from technical compliance to a function that actively combats crime, how all three lines of defence can help achieve an optimum operating model for financial crime prevention, and how banks are establishing effective public-private collaboration. Throughout the day, streamed sessions will drill down into latest thinking and practices for AML, KYC, Fraud, ABC and Sanctions with plentiful opportunity for practitioners to network with their peers at private roundtable discussions.

Financial crime teams are under pressure to increase efficiencies and implement technology and automation to reduce costs. Attend the Financial Crime Summit to hear how global leaders are leveraging technology, data, collaboration and organisational structure for maximum impact.

APPLY FOR SPEAKING OPPORTUNITIES SPONSOR THE EVENT

David H. Petraeus

General David H. Petraeus

Following retirement from the military and after Senate confirmation by a vote of 94-0, he served as Director of the CIA during a period of significant achievements in the global war on terror, the establishment of important Agency digital initiatives, and significant investments in the Agency’s most important asset, its human capital.

There will be limited signed copies of his new book available at The Financial Crime Summit: Conflict: A Military History of the Evolution of Warfare from 1945 to Ukraine, which has been shortlisted for the Military History Matters Book of the Year Award.

Michael Rufino

Michael Rufino

Rufino is an Associate Regional Director in in the New York Regional Office (NYRO) of the U.S. Securities and Exchange Commission (SEC). He joined the Division of Examinations (EXAMS) as co-head of the NYRO Broker-Dealer Exchange Program responsible for overseeing broker-dealers, municipal advisors and transfer agents located in New York and New Jersey He is also the Associate Director of the Office of Security Based Swaps in EXAMS responsible for overseeing security based swap dealers and major security-based swap participants registered with the SEC.

VIEW ALL SPEAKERS

The Financial Crime Summit is a forum for senior financial crime practitioners who work in AML, KYC, ABC, sanctions and fraud functions across all business divisions within banks and other financial institutions to combat financial crime

→ Managing Directors, Directors & Heads of:

Anti-Financial Crime / Anti-Fraud / Anti-Money Laundering (AML) / Anti-Bribery & Corruption (AB&C)/ Sanctions / Know Your Customer (KYC) / Client & Enhanced Due Diligence (CDD / EDD) / Financial Crime Intelligence / Financial Crime Investigations (Unit) / Transaction monitoring / MLRO / SMF17 / Financial Crime Risk Management / Financial Crime Compliance (FCC) / Financial Crime Operations / Economic Crime / Sanctions Audit / Financial Crime Audit / Fraud Risk / Heads of Bank Secrecy Act (BSA) / 1st line COOs and Heads of Financial Crime within the 1st line

Highlights from The Financial Crime Summit - London 2023

You Will Learn How To

Optimise the operating model and determine the roles of all 3 lines of defence
Increase efficiencies and reduce costs
Actively fight financial crime rather than purely meet technical compliance
Leverage technology and automation to maximise efficiencies and cost savings
Enhance collaboration, coordination and integration within the organisational structure
Develop enhanced intelligence and data sharing strategies
Facilitate data sharing across diverse financial crime teams

Agenda

The Financial Crime Summit - New York is a unique opportunity to hear from leading practitioners who are implementing innovative techniques and practices to reduce financial crime threats. The day will connect people around topics of mutual interest and has streams dedicated to AML & KYC, Emerging Threats and Technology, Sanctions, and Fraud Risk.

Key Features

This is a one-day event
1LoD events are run under Chatham House Rule and are off the record. Any quotes from speakers or delegates cannot be linked back to an individual
To encourage discussion, events are closed to the press
Keynote addresses from international regulators and public sector agencies
Panel discussions featuring senior practitioners within banks working to tackle financial crime
Private interactive roundtable discussions on key themes and topics
Comprehensive breakout streams discussing AML & KYC, Emerging Threats and Technology, Sanctions, and Fraud Risk
Quickfire presentations, case studies and product presentations
Networking drinks at the end of the day

GOOD VS GREAT: THE BENEFITS OF USING ADVANCED TECHNOLOGY TO TACKLE FINANCIAL CRIME

The Financial Crime Summit – New York brought together industry leaders, practitioners, law enforcement representatives and regulators to discuss the use of technology in preventing financial crime, as well as developments in Anti-Money Laundering (AML), fraud, sanctions, and Know Your Customer (KYC).

READ THE FULL REPORT

Thank you 1LoD for a well run event! The calibre of delegates and their participation made the discussions meaningful. Anusha O’Donoghue, Global Financial Crimes, UK Head of GFC, Bank of America

Congratulations on another excellent conference. Your work is making a really big contribution to the industry. Darren Jarvis, Managing Director, Global Head of Business Controls and Supervision, Markets Division, Citigroup

Great place to network with industry SMEs. Jocelyn Norval, Managing Director, Global Transaction Monitoring Lead, ING Group

Insightful talks - Excellent! Dorothy Guo, Managing Director, Mizuho Americas

Good panellists and engaging discussion. David Howes, Global Head, Financial Crime Compliance, Conduct and Compliance Frameworks, Standard Chartered Bank