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Debate: What Regulatory Risks Will Surveillance Functions Need to Monitor Under the New Administration?
01 Mar 2022
Debate
- Analysis of surveillance enforcement trends and fines over the last 12 months
- What type of risks and activities will surveillance practitioners need to monitor moving forward?
- Will FERC move away from a reactionary/action-based approach to provide more transparency on enforcement?
- Defining the remit and scope of FERC and CFTC and how they will work together
Moderator
