Energy Trading Surveillance - Americas Deep Dive

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13.00-16.00 BST / 08.00-11.00 ET
4 & 5 October 2022

Supercharge your gas and power trade surveillance capabilities

This Deep Dive, taking place 1 and 2 March, will focus on Energy Trading Surveillance in the Americas. 

Why now?

Energy trading surveillance teams in the Americas face a unique set of challenges; from opaque regulatory guidance, increasing enforcement, fragmented regulatory regimes, and deficient surveillance technologies, inadequate to deal with the complexities of trading activities and markets.

This Deep Dive will examine the evolving regulatory risk landscape for energy trading, the solutions on offer to deliver optimal surveillance functions, and best practices to mitigate reputational risk and fines.

What can you expect?

Taking place over two days each with three hours of debates, interactive roundtable discussions for both energy companies and financial institutions and 1:1 meetings, you will have the opportunity to:

  • Benchmark your trading surveillance function against your peers
  • Network with heads of surveillance and compliance responsible for implementing and enhancing trade surveillance functions
  • Gain critical insights to ensure trading surveillance is compliant with the latest regulations and exchange views with the regulators
Energy Trading Surveillance Americas Deep Dive - 1LoD

Debate topics

  • What regulatory risks will surveillance functions need to monitor under the new administration? 

  • How will energy trading regulatory guidance and enforcement evolve in the Americas?
  • Potential enforcement trends and how regulators will work together to ensure trading functions are compliant
  • Building and calibrating an effective surveillance function
  • Will FERC move away from a reactionary/action-based approach to provide more transparency on enforcement?
  • Defining the future of energy trading surveillance solutions and technologies 
  • How to leverage and stay ahead of new technologies such as machine learning, AI and NPL

  • Effective energy surveillance in the new virtual environment 

Interactive roundtable discussions

Open to both energy companies and financial institutions, topics covered will include:

  • Integrating and harmonising data from multiple platforms
  • Building a function that navigates the fragmented regulatory landscape  
  • Converting surveillance data into behavioural analytics
  • Building a trade surveillance function for SMEs
  • Reducing false positives

Who should attend?

Practitioners and regulators from the energy industry working in:

  • Surveillance and Monitoring

  • Market Surveillance

  • Compliance

  • Energy Trading Compliance and Risk

  • Trading and Risk Management

  • Risk and Trading Technologies

  • Trading and Surveillance Risk

  • Regulatory Affairs

  • Regulatory Compliance

  • General/Legal Counsel

 

Speakers

 

VIEW AGENDA

How the Deep Dives work

Networking

  • A series of interactive pre-booked roundtable discussions between financial institutions, moderated by 1LoD
  • An intra delegate messaging system
  • 1:1 video meetings on Zoom

Roundtables

These private, off the record roundtables will be moderated by 1LoD, and will be attended by delegates from for both energy companies and financial institutions who have booked their place in advance. They will take place on Zoom, and delegates will be sent discussion topics, and an overall structure of the debate in advance to aid the flow of the discussion. 

Co-Sponsors


Fairwords

Shield

Associate Sponsor

RelativityTrace

Book your place today!

Non-financial institution delegates do not have access to interactive roundtable discussions which are only open to energy companies, financial institutions and a limited number of sponsoring technology vendors and consultants.

For sponsorship opportunities please contact Andrew.Lennon@1lod.com

CPD/CPE Credits are redeemable against Deep Dive attendance. 

Group / series booking discounts for your institution may be available. For more details please contact Jack West on Jack.West@1lod.com

Select one of the options below to register your place:

I work in the UK            I do not work in the UK

What have others said about attending our virtual events?  

  • "Thank you for an excellent event. Relatable experts from the energy industry working in Surveillance, Compliance and Risk along with views from regulators made this a highly valuable in regard to content and networking."
    Erik Hauptvogel
    Ethics and Compliance Officer, Centrica
  • "A very insightful event with great discussions from industry experts, regulators and vendors. Highly recommended!"
    Daniel Chiechi
    Head of Compliance, Wholesale Markets, Drax
  • "Another excellent event hosted by the 1LOD team. The deep dives are rigorous, robust and provide real insight into challenges and possible solutions that we face in our field."
    Simon Friend
    UK Head of Surveillance, RBC Capital Markets
  • "It's good to hear issues and concerns, and more importantly solutions others are having and found. Also a good chance to network even online."
    John Gladwin
    Global Compliance Manager, ENI