E-Comms Surveillance Deep Dive

DeepDiveEComms13.00-16.00 BST / 08.00-11.00 EDT
25 & 26 May 2021


Introducing Surveillance Deep Dives

Our series of Surveillance Deep Dive events examined different areas of Surveillance in more focused detail than ever before. 

The in-depth analysis into specific topics ensured high quality interaction between delegates through content rich panel discussions, keynote addresses, and a series of carefully managed private interactive discussions. 

In addition, delegates were able to view the profiles of other attendees ahead the event, and network both pre- and post-event. Delegates were also able to access content from leading technology vendors and consultants. Any panel discussion content missed on the days of the event are available on-demand for seven days afterwards. The entire series of Deep Dives are CPD certified, so attendees can demonstrate professional development.

Register your interest for 2022 here



E-Comms Surveillance Deep Dive Topics


  • Evolving Communications Surveillance Regulation
  • Integrated Surveillance
  • Risk Based Surveillance
  • Incorporating Multi-Channel Messaging across Chat, Email and Trading Platform Messaging

Interactive Roundtable Discussions:

  • Operating Model: 1st Line vs 2nd line
  • MAR vs Conduct & Culture Surveillance
  • The Future of Surveillance Talent
  • Developing a Data Science Led E-Comms Surveillance Platform
  • Risk Mitigation vs Employee Privacy
  • Coverage: Beyond Sales & Trading
  • Developing Workflow & Visualisation Tools
  • Control Room Surveillance

E-Comms Surveillance Speakers

View Agenda

How will this benefit me and my organisation?

How will this benefit me and my organisation?

  • Hear and interact with your peers globally
  • Discover ways your institution can improve its approach to E-Comms surveillance
  • Benchmark your E-Comms surveillance capabilities against your peers
  • Identify ways to increase efficiency within your institution
  • Document your continued professional development by gaining CPD credits
  • Expand your professional network
Who is the E-Comms Surveillance Deep Dive for?

Who is the E-Comms Surveillance Deep Dive for?

Practitioners from Banks and Asset Managers working within:

  • Surveillance
  • 1st Line Control
  • COO function
  • Compliance Technology
  • Audit
  • Compliance
  • Operational Risk
  • Culture and Conduct
  • CRO & SMCR Function

What can I expect at the E-Comms Surveillance Deep Dive?

  • A series of carefully managed interactive pre-booked discussions between financial institutions, moderated by 1LoD
  • Live keynote presentations and panel discussions incorporating delegate Q&A sessions
  • An intra-delegate messaging system available before, during and after the event
  • The facility to catch up on missed content, on-demand, for seven days after the event is finished
  • An opportunity for short 1:1 video meetings with leading technology vendors and consultants
  • Access to content and presentations from leading technology vendors and consultants

How can I interact with other delegates and speakers?

  • A series of interactive pre-booked roundtable discussions between financial institutions, moderated by 1LoD
  • An intra delegate messaging system available before, during and after the event
  • 1:1 video meetings on Zoom

How do roundtables work?

These private, off the record roundtables will be moderated by 1LoD, and will be attended by delegates who have booked their place in advance.  They will take place on Zoom.  Delegates will be sent discussion topics, and an overall structure of the debate in advance to aid the flow of the discussion. 

Sponsorship & Marketing Opportunities

For sponsorship and marketing opportunities please contact Andrew Lennon for details:

+44 (0) 7914 215 980






Associate Sponsors




Book Tickets

Online registration is now closed. If you would like to attend the event  please contact Dane Barnard at Dane.Barnard@1LoD.com 

Non-financial institution delegates do not have access to interactive roundtable discussions which are only open to financial institutions and a limited number of sponsoring technology vendors and consultants.

For sponsorship opportunities please contact Andrew.Lennon@1lod.com

CPD/CPE Credits are redeemable against Deep Dive attendance. 

Group / series booking discounts for your institution may be available. For more details please contact Dane Barnard at Dane.Barnard@1LoD.com 

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