E-Comms Surveillance Deep Dive

DeepDiveEComms

date

 

CPDMember

Integration, Optimisation and Efficiency

Why Now?

How can surveillance teams reduce costs and raise effectiveness? Where should communication surveillance functions be investing over the next three years? And if surveilling individuals is the key to preventing misconduct, what changes to technology, policies and process are needed to do this without breaching privacy laws?

Topics include: 

  • How should banks be building capabilities to capture, store and index required communications data?
  • What is the regulatory support for taking a risk-based approach?  
  • Where should communication surveillance functions be investing?
  • What are the significant lessons learnt from the recent regulatory fines? 
  • Are comms surveillance teams monitoring client communications across all new channels such as WhatsApp, Signal and MS Teams?
  • How do banks ensure all communications take place within official channels and are appropriately recorded? 

 

What can you expect?

Taking place over two days each with three hours of debates and interactive roundtable discussions for financial institutions, you will have the opportunity to:

  • Experience a series of carefully managed interactive pre-booked discussions between financial institutions, moderated by 1LoD
  • Hear live keynote presentations and panel discussions incorporating delegate Q&A sessions
  • Join an intra-delegate messaging system available before, during and after the event
  • Use the facility to catch up on missed content, on-demand, for seven days after the event is finished
  • Access to content and presentations from leading technology vendors and consultants

 

Download the 2022 Post Event Report

Our next E-Comms Surveillance Deep Dive is in 

 

Book your Early Bird ticket now

What can you expect?

  • Engage with your direct peers globally
  • Discover how your institution can improve its E-Comms surveillance function
  • Benchmark your E-Comms surveillance capabilities against your peers
  • Understand how to mitigate E-Comms risk in disparate operating models
  • Hear from leading practitioners who are buying and building E-Comms surveillance technologies
  • Identify optimum ways to maximise efficiencies within your institution
  • Accelerate your continued professional development by gaining CPD credits
  • Expand your professional network

Who Should attend:

Leading Practitioners and Heads of Function from Banks and Asset Managers working within: 

  • Surveillance
  • 1st Line Control
  • COO function
  • Compliance Technology 
  • Audit
  • Compliance
  • Operational Risk
  • Culture and Conduct
  • CRO & SMCR Function

 

Book your Early Bird ticket

How the Deep Dives work?

Networking

  • A series of interactive pre-booked roundtable discussions between financial institutions, moderated by 1LoD
  • An intra delegate messaging system available before, during and after the event

Roundtables

Private, off the record roundtables are moderated by 1LoD, and attended by delegates from financial institutions who have booked their place in advance. They take place on Zoom. Delegates are sent discussion topics, and an overall structure of the debate in advance to assist the flow of the discussion.

What have others said about attending our virtual events?  

Sponsorship

Do you have a product or service that could benefit the audience?

Contact Andrew Lennon now for details:
andrew.lennon@1lod.com 
+44 (0)7914 215 980